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Form 144 | LPL Financial(LPLA.US)关联方拟出售4.79万股股份,价值约1,580.5万美元

Form 144 | LPL Financial(LPLA.US) Insider Proposes to Sell 15.81 Million in Common Stocks

Moomoo News ·  Dec 19, 2024 23:14

SEC FILLINGS DISCLOSED/ Dec 19, $LPL Financial (LPLA.US)$ Insider Arnold Dan H. intends to sell 47,894 shares of its common stock on Dec 19, with a total market value of approximately $15.81 million.

Arnold Dan H. has reduced shareholding in $LPL Financial (LPLA.US)$ by 100 shares since Dec 18, 2024, with a total value of approximately $33,000.

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What is Form 144?

Form 144: Notice of Proposed Sale of Securities is a document issued by the Securities and Exchange Commission (SEC). Individuals such as executive officers and affiliates of a US-listed company must submit this form to the SEC when they intend to sell more than 5,000 shares or units of that company's stock, or if the sale price adds up to more than $50,000 in any three-month period. This regulation is known as Rule 144, under the Securities Act of 1933.

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