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SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Milton C. Ault, III(96.51%),Ault Alliance, Inc.(96.50%), etc.

SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Milton C. Ault, III(96.51%),Ault Alliance, Inc.(96.50%), etc.

SC 13D/A：超過5%持股股東披露文件(修正)-Milton C. Ault, III(96.51%),Ault Alliance, Inc.(96.50%)等
美股sec公告 ·  07/08 16:34
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On July 8, 2024, an Amendment No. 2 to Schedule 13D was filed with the SEC by Ault Alliance, Inc., and other reporting persons, reflecting a change in beneficial ownership of RiskOn International, Inc. shares following the company's delisting from the Nasdaq Capital Market on June 13, 2024. The delisting allowed for the conversion of preferred stock into a greater number of common shares, as the exchange's blocker provisions were no longer applicable. The filing detailed the ownership stakes of various entities and individuals, including Ault Alliance, Inc., Ault Lending, LLC, Ault & Company, Inc., and several executives, with Ault Alliance, Inc. potentially owning 96.50% of RiskOn International, Inc. due to convertible preferred stocks. The filing also outlined the source of funds for the securities, the percentage of class represented by the ownership, and the voting and dispositive power held. Additionally, the filing included information on contracts, arrangements, and relationships with respect to the securities of the issuer.
On July 8, 2024, an Amendment No. 2 to Schedule 13D was filed with the SEC by Ault Alliance, Inc., and other reporting persons, reflecting a change in beneficial ownership of RiskOn International, Inc. shares following the company's delisting from the Nasdaq Capital Market on June 13, 2024. The delisting allowed for the conversion of preferred stock into a greater number of common shares, as the exchange's blocker provisions were no longer applicable. The filing detailed the ownership stakes of various entities and individuals, including Ault Alliance, Inc., Ault Lending, LLC, Ault & Company, Inc., and several executives, with Ault Alliance, Inc. potentially owning 96.50% of RiskOn International, Inc. due to convertible preferred stocks. The filing also outlined the source of funds for the securities, the percentage of class represented by the ownership, and the voting and dispositive power held. Additionally, the filing included information on contracts, arrangements, and relationships with respect to the securities of the issuer.
2024年7月8日， Ault Alliance, Inc.和其他報告人向證交會提交了修改方案13D附表2，反映RiskOn International, Inc.股票的權益所有權變更，該公司於2024年6月13日從納斯達克資本市場除牌。除牌後，優先股可轉換爲更多普通股，因爲交易所的凍結條款不再適用。申報文件詳細說明了各個實體和個人的所有權份額，包括Ault Alliance, Inc.、Ault Lending, LLC、Ault & Company, Inc.和幾名高管，其中Ault Alliance, Inc.由於可轉換優先股可能擁有RiskOn International, Inc.的96.50％的所有權。該申報文件還概述了證券的資金來源、所佔類別的百分比以及所持有的投票和決策力。此外，該申報文件還包括有關與發行人證券相關的合同、安排和關係的信息。
2024年7月8日， Ault Alliance, Inc.和其他報告人向證交會提交了修改方案13D附表2，反映RiskOn International, Inc.股票的權益所有權變更，該公司於2024年6月13日從納斯達克資本市場除牌。除牌後，優先股可轉換爲更多普通股，因爲交易所的凍結條款不再適用。申報文件詳細說明了各個實體和個人的所有權份額，包括Ault Alliance, Inc.、Ault Lending, LLC、Ault & Company, Inc.和幾名高管，其中Ault Alliance, Inc.由於可轉換優先股可能擁有RiskOn International, Inc.的96.50％的所有權。該申報文件還概述了證券的資金來源、所佔類別的百分比以及所持有的投票和決策力。此外，該申報文件還包括有關與發行人證券相關的合同、安排和關係的信息。
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