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Ault Alliance | S-1: General form for registration of securities under the Securities Act of 1933

Ault Alliance | S-1: General form for registration of securities under the Securities Act of 1933

Ault Alliance | S-1：证券上市注册声明
美股SEC公告 ·  07/30 17:26

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Ault Alliance, Inc. has filed a registration statement with the U.S. Securities and Exchange Commission (SEC) on July 30, 2024, for the resale of up to 1,500,000 shares of its 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock by the selling stockholder, Orion Equity Partners LLC. The shares may be sold at varying prices and are not convertible into common stock except under certain circumstances involving a Change of Control. The selling stockholder may sell the shares through various methods such as brokers' transactions or directly to purchasers. Ault Alliance will not receive any proceeds from the resale of shares by Orion. The shares were initially issued under a Purchase Agreement, which also involved the issuance of Commitment Fee Shares to Orion as a commitment fee. The resale of these shares is subject to certain conditions, including the effectiveness of the registration statement. Ault Alliance has also entered into indemnification agreements with its directors and officers and maintains director and officer liability insurance.
Ault Alliance, Inc. has filed a registration statement with the U.S. Securities and Exchange Commission (SEC) on July 30, 2024, for the resale of up to 1,500,000 shares of its 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock by the selling stockholder, Orion Equity Partners LLC. The shares may be sold at varying prices and are not convertible into common stock except under certain circumstances involving a Change of Control. The selling stockholder may sell the shares through various methods such as brokers' transactions or directly to purchasers. Ault Alliance will not receive any proceeds from the resale of shares by Orion. The shares were initially issued under a Purchase Agreement, which also involved the issuance of Commitment Fee Shares to Orion as a commitment fee. The resale of these shares is subject to certain conditions, including the effectiveness of the registration statement. Ault Alliance has also entered into indemnification agreements with its directors and officers and maintains director and officer liability insurance.
奥尔特联盟公司已于2024年7月30日向美国证券交易委员会（SEC）提交了注册声明，以便由出售股东奥瑞恩股权合伙公司出售1,500,000股其13.00% D系列累计可赎回永续优先股。这些股票可能以不同价格出售，除非涉及控制权变更等某些情况，否则不可转换为普通股。出售股东可以通过经纪人交易或直接向购买方出售股票。奥尔特联盟不会因奥瑞恩出售股份而获得任何收益。这些股份最初是在购买协议下发行的，该协议还包括将承诺费股份发行给奥瑞恩作为承诺费。股份的转售受到特定条件的约束，包括注册声明的生效。奥尔特联盟还与其董事和高管签订了赔偿协议，并购买了董事和高管责任保险。
奥尔特联盟公司已于2024年7月30日向美国证券交易委员会（SEC）提交了注册声明，以便由出售股东奥瑞恩股权合伙公司出售1,500,000股其13.00% D系列累计可赎回永续优先股。这些股票可能以不同价格出售，除非涉及控制权变更等某些情况，否则不可转换为普通股。出售股东可以通过经纪人交易或直接向购买方出售股票。奥尔特联盟不会因奥瑞恩出售股份而获得任何收益。这些股份最初是在购买协议下发行的，该协议还包括将承诺费股份发行给奥瑞恩作为承诺费。股份的转售受到特定条件的约束，包括注册声明的生效。奥尔特联盟还与其董事和高管签订了赔偿协议，并购买了董事和高管责任保险。
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