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Archer Aviation | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Adam Goldstein(9.3%),Capri Growth LLC(6.6%)

Archer Aviation | SC 13D/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Adam Goldstein(9.3%),Capri Growth LLC(6.6%)

Archer Aviation | SC 13D/A:超过5%持股股东披露文件(修正)-Adam Goldstein(9.3%),Capri Growth LLC(6.6%)
美股SEC公告 ·  11/18 20:45

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On November 18, 2024, Adam Goldstein, the sole managing member of Capri Growth LLC, reported an increase in his beneficial ownership of Archer Aviation Inc. through a filing with the U.S. Securities and Exchange Commission. The filing, an amendment to Schedule 13D, detailed the acquisition of 5,002,306 shares of Class B Common Stock by Goldstein, which were immediately converted to Class A Common Stock. This transaction was part of the vesting and settlement of performance-based restricted stock units (PRSUs) tied to the achievement of performance criteria for Tranche 2 of Goldstein's Founder Grant. The filing also indicated that Goldstein may be required to sell shares in the future to satisfy tax liabilities associated with the vesting of the Founder Grant. As of the filing date, Goldstein and Capri Growth LLC collectively hold 39,359,763 shares of Archer Aviation, representing 9.3% of the company's outstanding Class A Common Stock. The filing underscores Goldstein's long-term investment strategy and potential future transactions to manage tax liabilities.
On November 18, 2024, Adam Goldstein, the sole managing member of Capri Growth LLC, reported an increase in his beneficial ownership of Archer Aviation Inc. through a filing with the U.S. Securities and Exchange Commission. The filing, an amendment to Schedule 13D, detailed the acquisition of 5,002,306 shares of Class B Common Stock by Goldstein, which were immediately converted to Class A Common Stock. This transaction was part of the vesting and settlement of performance-based restricted stock units (PRSUs) tied to the achievement of performance criteria for Tranche 2 of Goldstein's Founder Grant. The filing also indicated that Goldstein may be required to sell shares in the future to satisfy tax liabilities associated with the vesting of the Founder Grant. As of the filing date, Goldstein and Capri Growth LLC collectively hold 39,359,763 shares of Archer Aviation, representing 9.3% of the company's outstanding Class A Common Stock. The filing underscores Goldstein's long-term investment strategy and potential future transactions to manage tax liabilities.
2024年11月18日,Capri Growth LLC唯一的管理成员亚当·戈尔德斯坦通过向美国证券交易委员会提交的一份文件报告称,他在Archer Aviation Inc.的有益所有权增加了。这份文件是对13D表格的修正,详细说明了高斯坦通过收购5,002,306股B类普通股而立即转换为A类普通股。这笔交易是关于高斯坦创始人奖第二批绩效限制股单元(PRSUs)的归属和结算,与该批次的绩效标准相关。文件还指出,为了支付与创始人奖解锁相关的税负,可能需要高斯坦在未来出售股票。截至文件日期,高斯坦和Capri Growth LLC共持有Archer Aviation的39,359,763股股票,占公司流通A类普通股的9.3%。该文件突出了高斯坦的长期投资策略和未来管理税务负担的潜在交易。
2024年11月18日,Capri Growth LLC唯一的管理成员亚当·戈尔德斯坦通过向美国证券交易委员会提交的一份文件报告称,他在Archer Aviation Inc.的有益所有权增加了。这份文件是对13D表格的修正,详细说明了高斯坦通过收购5,002,306股B类普通股而立即转换为A类普通股。这笔交易是关于高斯坦创始人奖第二批绩效限制股单元(PRSUs)的归属和结算,与该批次的绩效标准相关。文件还指出,为了支付与创始人奖解锁相关的税负,可能需要高斯坦在未来出售股票。截至文件日期,高斯坦和Capri Growth LLC共持有Archer Aviation的39,359,763股股票,占公司流通A类普通股的9.3%。该文件突出了高斯坦的长期投资策略和未来管理税务负担的潜在交易。
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