Huakong SEG (000068.SZ) issued an announcement. The company received China Securities Supervision on November 7, 2023...
According to the Zhitong Finance App, Huakong SEG (000068.SZ) issued an announcement. On November 7, 2023, the company received the “Decision of the Shenzhen Securities Regulatory Bureau on Issuing Warning Letter Measures against Shenzhen Huakong SEG Co., Ltd., Sun Bo, Chai Hongjie, and Rong Shujuan” issued by the Shenzhen Regulatory Bureau of the China Securities Regulatory Commission.
According to reports, on April 29, 2023, the company disclosed the “2022 Annual Performance Forecast Revision Notice”, which drastically revised the 2022 annual performance forecast. After investigation, the company was not careful to confirm the relevant investment income, resulting in significant deviations in the financial data related to the “2022 Annual Results Forecast” disclosed by the company on January 30, 2023. The above situation violates the provisions of Article 3 (1) of the “Administrative Measures on Information Disclosure of Listed Companies” (Order No. 182 of the Securities Regulatory Commission, same below). Sun Bo, as the company's chairman, Chai Hongjie as the company's general manager, and Rong Shujuan, as the company's financial director, bear the main responsibility for these issues.
According to the provisions of Article 51 (3) and Article 52 of the “Administrative Measures on Information Disclosure of Listed Companies”, the Shenzhen Regulatory Bureau decided to take supervisory measures to issue warning letters against the company, Sun Bo, Chai Hongjie, and Rong Shujuan.