Financial Crime Weekly: SEC Unravels Microcap Pump-And-Dump; $16M Penalty Ordered On Medsis Securities Fraud
Financial Crime Weekly: SEC Unravels Microcap Pump-And-Dump; $16M Penalty Ordered On Medsis Securities Fraud
《金融犯罪週刊》：美國證券交易委員會揭露微型股暴跌情況；因Medsis證券欺詐被處以1600萬美元的罰款
The U.S. Securities and Exchange Commission filed two litigation releases this week — charging three individuals with running a microcap pump-and-dump scam targeting retail investors, and levying a $15 million penalty on two others who operated an unregistered securities fraud scheme.
美國證券交易委員會本週發佈了兩份訴訟文件——指控三人實施針對散戶投資者的微型股暴跌騙局，並對另外兩名經營未註冊證券欺詐計劃的人處以1500萬美元的罰款。
County Line Energy Microcap Fraud
County Line 能源微型股欺詐
On Tuesday this week, the SEC charged Jonathan Farber of New York, Aarif Jamani of British Columbia, Canada and Brian Keasberry of Nevada, with running a microcap fraud scheme.
本週星期二，美國證券交易委員會 帶電 紐約的喬納森·法伯、加拿大不列顛哥倫比亞省的阿里夫·賈馬尼和內華達州的布萊恩·基斯伯里正在實施一項微型股欺詐計劃。
The scheme allegedly involved the defendants gaining control of the shares of County Line Energy (OTC:CYLC), a small publicly-traded company based in...
據稱，該計劃涉及被告獲得對總部位於加利福尼亞的小...
登入免費觀看全文
登入/註冊
資訊熱榜
更新時間