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Form 144 | 第一资本信贷(COF.US)关联方拟出售5,600股股份,价值约76.71万美元

Form 144 | Capital One Financial(COF.US) Insider Proposes to Sell 767.14K in Common Stocks

Moomoo News ·  Jul 10 16:46

SEC FILLINGS DISCLOSED/ Jul 10, $Capital One Financial (COF.US)$ Insider Bradford H. Warner intends to sell 5,600 shares of its common stock on Jul 10, with a total market value of approximately $767.14K.

Bradford H. Warner has reduced shareholding in $Capital One Financial (COF.US)$ by 33,600 shares since May 6, 2024, with a total value of approximately $4.78 million.

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What is Form 144?

Form 144: Notice of Proposed Sale of Securities is a document issued by the Securities and Exchange Commission (SEC). Individuals such as executive officers and affiliates of a US-listed company must submit this form to the SEC when they intend to sell more than 5,000 shares or units of that company's stock, or if the sale price adds up to more than $50,000 in any three-month period. This regulation is known as Rule 144, under the Securities Act of 1933.

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