Man Group PLC : Form 8.3 - International Paper Company
Man Group PLC : Form 8.3 - International Paper Company
FORM 8.3
表格8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
披露/交易披露人
持有或占有相关证券1％或以上权益的利益相关者的规定（第8.3条）
收购守则（"规则"）第8.3条
1. KEY INFORMATION
1. 关键信息 (a) 披露人姓名全称： (b) 持有权益和开空立场的所有人或控制人（如果与1(a) 不同）： (c) 关于此表格中的有关证券的发 offeror/offeree 的名称： (d) 如果是与 offeror/offeree 有关联的豁免基金经理，请说明并具体指出 offeror/offeree 的身份： (e) 持有/交易执行时期： (f) 披露人是否除了 1(c) 公司外，还针对包括在此次收购中的其他任何方进行披露？ 2. 披露人的立场 (1) 持有和/或控制的有关证券： 15,064 (2) 现金结算的期权操作： (3) 股票结算的期权操作（包括期权）和购买/卖出协议： 15,064 (b) 订阅新证券的权力（包括董事和其他雇员的期权） 3. 披露人的交易（如有） (a) 购买与卖出 26.330美元指数 (b) 现金结算的衍生交易 (c) 股票结算的衍生交易（包括期权） (i) 写作、卖出、购买或变动
| (a) Full name of discloser: | Man Group PLC |
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
|
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
International Paper Company |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
|
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure |
15/07/2024 |
|
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" |
YES / NO / N/A Offeree – Smith (DS) plc |
| (a) 披露人姓名全称： | Man Group PLC |
| (b) 持有权益和开空立场的所有人或控制人（如果与1(a) 不同）：
仅列举提名人或车辆公司不足以说明情况。对于信托，必须列出受托人、委托人和受益人。 |
|
| (c) 关于此表格中的有关证券的发 offeror/offeree 的名称：
对于每个要约人/被要约人使用单独的表格 |
国际纸业公司 |
| (d) 如果是与 offeror/offeree 有关联的豁免基金经理，请说明并具体指出 offeror/offeree 的身份： | |
| (e) 持有/交易执行时期：
对于开放性持仓披露，在披露之前的最新实际日期说明 |
15/07/2024 |
| (f) 披露人是否除了 1(c) 公司外，还针对包括在此次收购中的其他任何方进行披露？
如果是现金要约或可能的现金要约，则说明为 "无" |
是/ 否 / 无 受让方-Smith（DS）有限公司 |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
2. 披露人的立场
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
如果在1(c)中列出的要约方或被要约方中有多个相关证券类别的持仓或认购权披露，请针对每个额外的相关证券类别复制表2(a)或表2(b)（视情况而定）。
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
（a）在交易（如有）后相关的接受要约方或要约人的证券的利益和空头头寸。
|
Class of relevant security: |
common stock | |||
| Interests | Short positions | |||
| Number | % | Number | % | |
| (1) Relevant securities owned and/or controlled: | 1,155 | 0.00 | 338,539 | 0.10 |
|
(2) Cash-settled derivatives: |
1,710,352 | 0.49 | ||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | ||||
|
TOTAL: |
1,155 | 0.00 | 2,048,891 | 0.59 |
| 相关证券类别: |
普通股 | |||
| 利益 | 空头头寸 | |||
| 数量 | % | 数量 | % | |
| (1) 持有和/或控制的有关证券： 15,064 | 1,155 | 0.00 | 338,539 | 0.10 |
| (3) 股票结算的期权操作（包括期权）和购买/卖出协议：
15,064
|
1,710,352 | 0.49 | ||
| 订阅新证券的权力（包括董事和其他雇员的期权） | ||||
|
总计: |
1,155 | 0.00 | 2,048,891 | 0.59 |
All interests and all short positions should be disclosed.
所有利益和所有空头头寸都应该被披露。
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
任何未结算的股票衍生产品头寸（包括已交易的期权）或购买或销售相关证券的协议的详细信息，应该在第8号补充表（未结算头寸）中披露。
(b) Rights to subscribe for new securities (including directors' and other employee options)
3. 披露人的交易（如有）
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
| 与认购权相关的相关证券种类： | |
| 包括权利性质和相关比例的详细信息： |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) 购买与卖出
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
如果在1（c）中提到的发行人或被收购方的相关证券中有多个类别的交易，复制每个附加类别的相关证券的3（a），（b），（c）或（d）表格（视具体情况而定）。
The currency of all prices and other monetary amounts should be stated.
所有价格和其他货币金额的货币应该说明。
(a) Purchases and sales
26.330美元指数
| Class of relevant security |
Purchase/sale |
Number of securities | Price per unit |
| common stock | Purchase | 3 | 44.140 USD |
| common stock | Sale | 5,039 | 44.048 USD |
| common stock | Purchase | 254 | 44.062 USD |
| 相关证券类别：安防-半导体 | 购买/出售 |
证券数量 | 每单位价格 |
| 普通股 | 购买 | 3 | 44.140美元指数 |
| 普通股 | 出售 | 5,039 | 44.048美元指数 |
| 普通股 | 购买 | 254 | 44.062美元指数 |
(b) Cash-settled derivative transactions
（b）以现金结算的衍生交易
| Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
| common stock | Equity Swap | Increasing a short position | 2,033 | 43.523 USD |
| common stock | Equity Swap | Increasing a short position | 2,040 | 43.523 USD |
| common stock | Equity Swap | Increasing a short position | 27,332 | 43.523 USD |
| common stock | Equity Swap | Increasing a short position | 1,313 | 43.523 USD |
| common stock | Equity Swap | Increasing a short position | 294 | 43.523 USD |
| common stock | Equity Swap | Increasing a short position | 170 | 43.523 USD |
| common stock | Equity Swap | Increasing a short position | 5,602 | 43.523 USD |
| 相关证券类别：安防-半导体 | 产品描述 例如CFD |
交易性质 例如开多/开空，增加/减少多头/空头仓位 |
参考证券数量 | 每单位价格 |
| 普通股 | 股权掉期 | 增加开空头寸 | 2,033 | 43.523美元指数 |
| 普通股 | 股权掉期 | 增加开空头寸 | 2,040 | 43.523美元指数 |
| 普通股 | 股权掉期 | 增加开空头寸 | 27,332 | 43.523美元指数 |
| 普通股 | 股权掉期 | 增加开空头寸 | 1,313 | 43.523美元指数 |
| 普通股 | 股权掉期 | 增加开空头寸 | 294 | 43.523美元指数 |
| 普通股 | 股权掉期 | 增加开空头寸 | 170 | 43.523美元指数 |
| 普通股 | 股权掉期 | 增加开空头寸 | 5,602 | 43.523美元指数 |
(c) Stock-settled derivative transactions (including options)
(c) 股票结算的衍生交易（包括期权）
(i) Writing, selling, purchasing or varying
(i) 写作、卖出、购买或变动
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
| 相关证券类别：安防-半导体 | 产品描述，如看涨期权 | 书写，购买，出售，买卖以太经典期权等 | 期权关联的证券数量 | 行权价格每单位 | 类型 例如，美国式，欧式等类型的期权 |
到期日 | 每单位期权价格的支付/收取 |
(ii) Exercise
(ii) 运动
| Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
| 相关证券类别：安防-半导体 | 产品描述 例如，看涨期权 |
执行/已执行反对 | 证券数量 | 行权价格每单位 |
(d) Other dealings (including subscribing for new securities)
(d) 其他交易（包括认购新证券）
| Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details | Price per unit (if applicable) |
| 相关证券类别：安防-半导体 | 交易性质 例如认购、转换 |
详情 | 每单位价格（如适用） |
4. OTHER INFORMATION
4. 其他信息
(a) Indemnity and other dealing arrangements
(a) 赔偿及其他交易安排
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
None |
| 披露人与要约方或任何与要约方协作的人之间可能构成诱因交易或避免交易的任何赔偿或期权安排、协议或谅解的详细信息： 不应包括不可撤销的承诺和意向书。如果没有这样的协议、安排或谅解，请注明"无" |
|
无 |
(b) Agreements, arrangements or understandings relating to options or derivatives
(b) 与期权或期货有关的协议、安排或谅解
|
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None |
| 披露人与其他人之间关于任何相关证券的投票权的任何期权或任何衍生工具的任何协议、安排或谅解的详细信息： (i) 在任何期权下相关证券的表决权; 或 (ii) 任何参考任何衍生产品的相关证券的投票权或未来的收购或处置： 如果没有这样的协议、安排或了解，请注明“无” |
|
无 |
(c) Attachments
(c) 附件
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| 附加的8号文件（持仓）是否已附在上面？ | 否 |
| Date of disclosure: | 16/07/2024 |
| Contact name: | Mackenzie Terry |
| Telephone number: | +442071441555 |
| 披露日期： | 16/07/2024 |
| 联系人姓名： | 麦肯齐·特里 |
| 电话号码： +442071447255 | +442071441555 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
监管机构对于规则披露要求可通过电话+44（0）20 7638 0129等方式进行咨询。
有关规则详细内容请参见面板网站。
The Code can be viewed on the Panel's website at .
规则可以在面板网站上查看。