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Dominari Securities LLC Receives Milestone Approval as a Nasdaq Limited Underwriting Member

Dominari Securities LLC Receives Milestone Approval as a Nasdaq Limited Underwriting Member

Dominari Securities LLC获得纳斯达克有限承销会员的重大批准
Accesswire ·  08/13 16:15

NEW YORK CITY, NY / ACCESSWIRE / August 13, 2024 / Dominari Holdings Inc. (Nasdaq:DOMH) (the "Company") today announced that its wholly-owned subsidiary, Dominari Securities LLC ("Dominari"), has been approved as a Limited Underwriting Member of the Nasdaq Stock Market. This approval enables Dominari to act as a principal underwriter under Nasdaq Listing Rule 5210(m).

纽约市,纽约州/ ACCESSWIRE /2024年8月13日/ Dominari Holdings Inc.(纳斯达克代码:DOMH)(“公司”)今日宣布,其全资子公司Dominari Securities LLC(“Dominari”)已被核准为纳斯达克股票市场的有限承销成员。此项批准使得Dominari能够在纳斯达克交易所上市规则5210(m)下担任主承销商。

Mr. Kyle Wool, CEO of Dominari, commented, "Being designated as a Limited Underwriting Member of Nasdaq is a notable achievement and key milestone in our business development strategy. The designation is an essential aspect for executing investment banking transactions and we believe it will help pave the way for growth in our business. The designation allows us to assist companies that want to apply for an initial Nasdaq listing in connection with an underwritten transaction."

Dominari首席执行官Kyle Wool先生评论说:“被指定为纳斯达克的有限承销成员是我们业务发展策略的一个重要阶段性成就。该指定是执行投资银行交易的关键方面,我们相信它将有助于为我们的业务的增长铺平道路。该指定允许我们协助想要通过承销交易申请初始纳斯达克上市的公司。”

For additional information about Dominari Holdings Inc., please visit:

有关Dominari Holdings Inc.的更多信息,请访问:

Dominari Securities LLC's Mission Statement:

Dominari Securities LLC的使命宣言:

Dominari, a principal subsidiary of the Company, is a dynamic, forward-thinking financial services company that seeks to create wealth for all stakeholders by capitalizing on emerging trends in the financial services sector and identifying early-stage future opportunities that are expected to generate a high rate of return for investors.

Dominari是公司的主要子公司,是一家充满活力和前瞻性的金融服务公司,致力于利用金融服务行业的新兴趋势,并在早期识别预期能够为投资者带来高回报率的未来机会。

Securities Brokerage and Registered Investment Adviser Services are offered through Dominari, a Member of FINRA, MSRB and SIPC. Securities brokerage, investment adviser and other non-bank deposit investments are not FDIC insured and may lose some or all of the principal invested. You can check the background of Dominari and its registered investment professionals and review its SEC Form CRS on FINRA's BrokerCheck site at . Information for Dominari and its registered investment professionals as well as its SEC Form CRS may also be found on FINRA's BrokerCheck site.

证券经纪和注册投资顾问服务由Dominari提供,Dominari是FINRA、MSRb和SIPC的成员。证券经纪、投资顾问和其他非银行存款投资品种不受FDIC保险保护,可能会丢失部分或全部本金。您可以在FINRA的BrokerCheck网站上检查Dominari及其注册投资专业人员的背景,并查看其SEC Form CRS。Dominari及其注册投资专业人员的信息以及其SEC Form CRS也可以在FINRA的BrokerCheck网站上找到。

Forward-Looking Statements

前瞻性声明

This press release contains forward-looking statements within the meaning of the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995. Words such as "may," "might," "will," "should," "believe," "expect," "anticipate," "estimate," "continue," "predict," "forecast," "project," "plan," "intend" or similar expressions, or statements regarding intent, belief, or current expectations, are forward-looking statements. While the Company believes these forward-looking statements are reasonable, undue reliance should not be placed on any such forward-looking statements, which are based on information available to us on the date of this release. These forward-looking statements are based upon current estimates and assumptions and are subject to various risks and uncertainties, including without limitation those set forth in the Company's filings with the SEC, which include but are not limited to the Risk Factors set forth in the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2023 relating to its business. Thus, actual results could be materially different. The Company expressly disclaims any obligation to update or alter statements whether as a result of new information, future events or otherwise, except as required by law.

本新闻稿包含“安全港”规定下的前瞻性陈述,其中包括“可能”、“可能”、“将”、“应”、“相信”、“期望”、“期望”、“估计”、“继续”、“预测”、“预测”、“项目”、“计划”、“打算”或类似表达式,或关于意图、信仰或当前预期的陈述,皆属前瞻性陈述。虽然公司认为这些前瞻性陈述是合理的,但不应对任何此类前瞻性陈述作出过度依赖,因为这些前瞻性陈述基于我们在本次发布之日可获得的信息。这些前瞻性陈述是基于目前的估计和假设,并且受到各种风险和不确定性的影响,包括但不限于公司提交给美国证券交易委员会的备案文件中所列的风险因素,其中包括但不限于公司的10-K表格的风险因素,该表于2023年12月31日结束的财年结束。因此,实际结果可能会有重大不同。公司明确声明不承担更新或更改述论的义务,无论是基于新信息、未来事件还是其他原因,除非法律要求。

Contacts:

联系人:

Dominari Holdings Inc.

Investor Relations

特丽安尼控股有限公司

投资者关系

Hayden IR
Brett Maas, Managing Partner
Phone: (646) 536-7331
Email: brett@haydenir.com

海登IR
Brett Maas,董事总经理
电话:(646)536-7331
电子邮件:brett@haydenir.com

SOURCE: Dominari Holdings Inc.

消息来源:Dominari Holdings Inc。


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