二、公司参与互换便利应严格遵守中国人民银行和中国证监会的相关规定和要求，在批准的额度范围内，于指定交易场所开展互换便利相关交易，不得利用互换便利工具从事违法违规行为。GF Securities (01776) announced that the company recently received a letter from the China Securities Regulatory Commission regarding GF Securities...
Zhixun Finance and Economics APP news, GF Securities (01776) announced that the company recently received a reply from the China Securities Regulatory Commission on the relevant matters regarding GF Securities' participation in the exchange convenience (institutional letter [2024] No. 1872), the main contents of the reply are as follows:
First, the Securities and Fund Institutions Regulatory Department of the China Securities Regulatory Commission has no objections to the company's participation in the exchange convenience (SFISF). The company should, based on the business arrangements such as the "Notice on Doing Well in the Exchange Convenience Related Work of Securities, Funds, and Insurance Companies," combine its own development strategy and risk tolerance to reasonably determine the application quota and implement it after the approval of the People's Bank of China.
Second, the company's participation in the swap convenience should strictly comply with the relevant provisions and requirements of the People's Bank of China and the CSRC, conduct exchange convenience-related transactions at the designated trading venue within the approved quota range, and shall not engage in illegal activities using swap convenience tools.
Third, the company should report the use of the exchange convenience funds to the Securities and Fund Institutions Regulatory Department of the China Securities Regulatory Commission and the Guangdong Securities Regulatory Bureau on a monthly basis. During the participation in the exchange convenience, in case of major situations and problems, it should promptly report to the People's Bank of China and the China Securities Regulatory Commission.
The company will strictly follow the laws, regulations, and regulatory requirements to participate in the relevant work of the exchange convenience.
