MAS Fines Atrium Asia Investment $1.9M for AML/CFT Compliance Breaches
MAS Fines Atrium Asia Investment $1.9M for AML/CFT Compliance Breaches
According to the central bank's investigations, AAIM breached the requirements from June 2015 to October 2020.It breached the requirements from June 2015 to October 2020.
从2015年6月到2020年10月，它违反了要求。
The Monetary Authority of Singapore (MAS) has imposed a $1.9m composition penalty on Atrium Asia Investment Management (AAIM) for breaching anti-money laundering and countering the financing of terrorism (AML/CFT) requirements.
新加坡金融管理局（MAS）对Atrium Asia Investment Management（AAIM）处以190万美元的罚款，因其违反反洗钱和打击恐怖融资（AML/CFT）要求。
The central bank also reprimanded AAIM's CEO, Mintarja Oei, for failing to ensure that his company complied with the requirements.
中央银行还斥责AAIM的首席执行官Mintarja Oei，因未能确保公司遵守要求。
According to the central bank's investigations, AAIM breached the requirements from June 2015 to October 2020.
根据中央银行的调查，AAIM从2015年6月至2020年10月违反了要求。
The company failed to implement adequate procedures to detect and report suspicious transactions, resulting in several large transactions with third parties going unverified.
该公司未能实施足够的程序来检测和报告可疑交易，导致几笔与第三方的大额交易未经核实。
It also neglected to assess and mitigate money laundering and terrorism financing (ML/TF) risks among customers, including tax-related risks and identifying politically exposed persons (PEPs) or their associates.
它还忽视了评估和减轻顾客的洗钱和恐怖主义融资（ML/TF）风险，包括与税收有关的风险以及识别政治人物或其关联人士。
AAIM also did not maintain up-to-date records of beneficial owners, compromising compliance with AML/CFT requirements.
AAIM还未能及时更新受益所有者的记录，从而损害AML/CFT要求的合规性。
MAS, however, said AAIM has already taken remedial actions to address the identified deficiencies.
然而，MAS表示AAIM已采取补救措施解决所发现的不足之处。
