LPL Financial Reports Monthly Activity for October 2024
LPL Financial Reports Monthly Activity for October 2024
Total organic net new assets for October were $8.3 billion, translating to a 6.2% annualized growth rate. This included $1.0 billion of assets that off-boarded as part of the previously disclosed planned separation from misaligned large OSJs. Excluding these assets, organic net new assets were $9.3 billion, translating to a 7.0% annualized growth rate.SAN DIEGO, Nov. 21, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC ("LPL Financial"), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the "Company"), today released its monthly activity report for October 2024.
圣地亚哥，2024年11月21日（全球新闻社）-- LPL 财务公司 有限责任公司（“lpl financial”），lpl financial控股有限公司的全资子公司（纳斯达克：lpla）（“公司”）今天发布了2024年10月的月度活动报告。
Total advisory and brokerage assets at the end of October were $1.67 trillion, an increase of $81.2 billion, or 5.1%, compared to the end of September 2024.
截至10月底，咨询和券商资产总额为1.67万亿美元，较2024年9月底增加812亿美元，增长5.1%。
Total net new assets for October were $96.6 billion, which included $88.0 billion of acquired net new assets resulting from the acquisition of Atria Wealth Solutions, Inc. ("Atria") and $0.3 billion of acquired net new assets resulting from Liquidity & Succession activity.
十月份的总净新资产为966亿美元，其中包括因收购Atria Wealth Solutions, Inc. ("Atria")而获得的880亿美元净新资产，以及因流动性和继承活动而获得的3亿美元净新资产。
Total organic net new assets for October were $8.3 billion, translating to a 6.2% annualized growth rate. This included $1.0 billion of assets that off-boarded as part of the previously disclosed planned separation from misaligned large OSJs. Excluding these assets, organic net new assets were $9.3 billion, translating to a 7.0% annualized growth rate.
十月份的总有机净新资产为83亿美元，对应6.2%的年增长率。其中包括作为先前披露的与错配的大型OSJs分离计划的一部分而下板的10亿美元资产。在排除这些资产后，有机净新资产为93亿美元，对应7.0%的年增长率。
Total organic net new advisory assets were $8.8 billion, translating to a 11.9% annualized growth rate. Excluding the off-boarded assets from misaligned large OSJs, total organic net new advisory assets were $9.1 billion, translating to a 12.2% annualized growth rate.
十月份的总有机净咨询资产为88亿美元，对应11.9%的年增长率。在排除与错配的大型OSJs下板的资产后，总有机净咨询资产为91亿美元，对应12.2%的年增长率。
Total client cash balances at the end of October were $48.3 billion, an increase of $2.5 billion compared to the end of September 2024. This included $2.3 billion resulting from the acquisition of Atria. Net buying in October was $12.5 billion.
十月份末的总客户现金余额为483亿美元，比2024年9月末增加25亿美元。其中包括因收购Atria而获得的23亿美元。十月份的净买入为125亿美元。
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(End of period $ in billions, unless noted) |
October | September | Change | October | Change | |
| 2024 | 2024 | M/M | 2023 | Y/Y | ||
| Advisory and Brokerage Assets | ||||||
| Advisory assets | 910.6 | 892.0 | 2.1% | 653.6 | 39.3% | |
| Brokerage assets | 762.7 | 700.1 | 8.9% | 565.8 | 34.8% | |
| Total Advisory and Brokerage Assets | 1,673.3 | 1,592.1 | 5.1% | 1,219.4 | 37.2% | |
| Organic Net New Assets | ||||||
| Organic net new advisory assets | 8.8 | 11.0 | n/m | 5.7 | n/m | |
| Organic net new brokerage assets | (0.5) | 0.5 | n/m | 1.5 | n/m | |
| Total Organic Net New Assets | 8.3 | 11.4 | n/m | 7.2 | n/m | |
| Acquired Net New Assets | ||||||
| Acquired net new advisory assets | 21.3 | 0.2 | n/m | 0.0 | n/m | |
| Acquired net new brokerage assets | 67.0 | 0.1 | n/m | 0.0 | n/m | |
| Total Acquired Net New Assets | 88.3 | 0.3 | n/m | 0.0 | n/m | |
| Total Net New Assets | ||||||
| Net new advisory assets | 30.1 | 11.2 | n/m | 5.7 | n/m | |
| Net new brokerage assets | 66.5 | 0.5 | n/m | 1.5 | n/m | |
| Total Net New Assets | 96.6 | 11.7 | n/m | 7.2 | n/m | |
| Net brokerage to advisory conversions | 1.1 | 1.2 | n/m | 0.8 | n/m | |
| Client Cash Balances | ||||||
| Insured cash account sweep | 34.7 | 32.1 | 8.1% | 33.5 | 3.6% | |
| Deposit cash account sweep | 9.7 | 9.6 | 1.0% | 9.0 | 7.8% | |
| Total Bank Sweep | 44.4 | 41.7 | 6.5% | 42.5 | 4.5% | |
| Money market sweep | 2.6 | 2.3 | 13.0% | 2.4 | 8.3% | |
| Total Client Cash Sweep Held by Third Parties | 47.0 | 44.0 | 6.8% | 44.9 | 4.7% | |
| Client cash account(1) | 1.3 | 1.8 | (27.8%) | 1.7 | (23.5%) | |
| Total Client Cash Balances | 48.3 | 45.8 | 5.5% | 46.6 | 3.6% | |
| Net buy (sell) activity | 12.5 | 12.2 | n/m | 10.7 | n/m | |
| Market Drivers | ||||||
| S&P 500 Index (end of period) | 5,705 | 5,762 | (1.0%) | 4,194 | 36.0% | |
| Russell 2000 Index (end of period) | 2,197 | 2,230 | (1.5%) | 1,662 | 32.1% | |
| Fed Funds daily effective rate (average bps) | 483 | 513 | (5.8%) | 533 | (9.4%) | |
| （期末金额以十亿美元计，除非另有说明） |
十月 | 九月 | 变化 | 十月 | 变化 | |
| 2024 | 2024 | 环比 | 2023 | 年/年 | ||
| 咨询和券商资产 | ||||||
| 咨询资产 | 910.6 | 892.0 | 2.1% | 653.6 | 39.3% | |
| 券商资产 | 762.7 | 8.9% | 565.8 | 34.8% | ||
| 资产管理和券商总资产 | 1,673.3 | 1,592.1 | 5.1% | 1,219.4 | 37.2% | |
| 有机净新增资产 | ||||||
| 有机净新咨询资产 | 8.8 | 11.0 | n/m | 5.7 | n/m | |
| 有机净新增券商资产 | (0.5) | 0.5 | n/m | 1.5 | n/m | |
| 总有机净新增资产 | 8.3 | 11.4 | n/m | 7.2 | n/m | |
| 收购的净新增资产 | ||||||
| 收购了净新的咨询资产 | 21.3 | 0.2 | n/m | 0.0 | n/m | |
| 获得了新的券商资产 | 67.0 | 0.1 | n/m | 0.0 | n/m | |
| 总获取净新资产 | 88.3 | 0.3 | n/m | 0.0 | n/m | |
| 总净新增资产 | ||||||
| 净新的咨询资产 | 30.1 | 11.2 | n/m | 5.7 | n/m | |
| 净新的券商资产 | 66.5 | 0.5 | n/m | 1.5 | n/m | |
| 总净新增资产 | 96.6 | 11.7 | n/m | 7.2 | n/m | |
| 券商到咨询的净转化 | 1.1 | 1.2 | n/m | 0.8 | n/m | |
| 客户现金余额 | ||||||
| 保险现金账户扫描 | 34.7 | 32.1 | 8.1% | 33.5 | 3.6% | |
| 存款现金账户扫描 | 9.7 | 9.6 | 1.0% | 9.0 | 7.8% | |
| 总银行托管 | 44.4 | 41.7 | 6.5% | 42.5 | 4.5% | |
| 货币市场扫描 | 2.6 | 2.3 | 13.0% | 2.4 | 8.3% | |
| 第三方持有的客户现金清算总额 | 47.0 | 44.0 | 6.8% | 44.9 | 4.7% | |
| 客户现金账户(1) | 1.3 | 1.8 | (27.8%) | 1.7 | (23.5%) | |
| 客户现金余额总额 | 48.3 | 45.8 | 5.5% | 46.6 | 3.6% | |
| 资金净买入（卖出）活动 | 12.5 | 不可抗力：由于我们不能够控制的任何原因导致我们未能履行本协议项下的任何义务，或者未能按期履行本协议项下的任何义务，我们不承担任何责任。这包括但不限于：上帝之手、任何通讯、计算机设施、传输、网络安全事件、清算或结算设施、工业行动、战争、内战、敌对行动（无论是否宣战）、流行病、大流行病、革命、叛乱、内乱、政府或超国家机构或当局的行为和规定或任何相关监管或自我监管组织的规则或任何此类机构、当局或组织因任何原因未能履行其义务。我们将及时向您提供导致这种履行延迟或不履行的原因，或未能履行我们在本协议项下的义务，并尽力协助您找到替代托管人，如果上述任何事件阻止我们履行本协议项下的义务。 | n/m | 10.7 | n/m | |
| 市场驱动因素 | ||||||
| 标准普尔500指数（期末） | 5,705 | 5,762 | (1.0%) | 4,194 | 36.0% | |
| 罗素2000指数（期末） | 2,197 | 2,230 | (1.5%) | 1,662 | 32.1% | |
| 联邦基金每日有效利率（平均基点） | 483 | 513 | (5.8%) | 533 | (9.4%) | |
Note: Totals may not foot due to rounding.
(1) During the first quarter of 2024, the Company updated its definition of client cash account balances to exclude other client payables. Prior period disclosures have been updated to reflect this change as applicable.
注：由于四舍五入可能导致合计不正确。
(1) 在2024年第一季度，公司更新了客户现金账户余额的定义，不包括其他客户应付款项。已根据需要更新了以前的期间披露。
For additional information regarding these and other LPL Financial business metrics, please refer to the Company's most recent earnings announcement, which is available in the quarterly results section of investor.lpl.com.
有关lpl financial和其他业务指标的更多信息，请参阅公司的 最新盈利公告，该功能可在投资者.lpl.com网站上找到 季度成绩 section of 投资者.lpl.com.
Contacts
联系方式
Investor Relations
investor.relations@lplfinancial.com
投资者关系
investor.relations@lplfinancial.com
Media Relations
media.relations@lplfinancial.com
媒体关系
media.relations@lplfinancial.com
About LPL Financial
关于LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports more than 28,000 financial advisors and the wealth management practices of approximately 1,200 financial institutions, servicing and custodying approximately $1.7 trillion in brokerage and advisory assets on behalf of approximately 6 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit .
lpl financial控股公司（纳斯达克：LPLA）是美国增长最快的财富管理公司之一。作为金融顾问市场的领导者，LPL支持逾28,000名金融顾问和约1,200家金融机构的财富管理业务，代表约600万美国人管理着约1.7万亿美元的券商和咨询资产。该公司提供各种顾问关联模式、投资解决方案、金融科技工具和实践管理服务，确保顾问和机构有灵活性选择业务模式、服务和科技资源，从而运营繁荣的业务。有关LPL的更多信息，请访问。
Securities and Advisory services offered through LPL Financial LLC ("LPL Financial"), a registered investment advisor. Member FINRA/SIPC.
透过券商LPL Financial LLC（“LPL Financial”）提供的证券和咨询服务，一家注册投资顾问。成员FINRA/SIPC。
LPL Financial and its affiliated companies provide financial services only from the United States.
lpl financial及其关联公司仅从美国提供金融服务。
Throughout this communication, the terms "financial advisors" and "advisors" are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial.
在本文中，"金融顾问"和"顾问"一词均用于指与LPL Financial关联的注册代表和/或投资顾问代表。
We routinely disclose information that may be important to shareholders in the "Investor Relations" or "Press Releases" section of our website.
我们会在网站的""或""部分定期披露可能对股东重要的信息。投资者关系计划议程新闻稿部分。
