永泰运2023年第一季度报告、半年度报告、第三季度报告信息披露不准确，违反了《上市公司信息披露管理办法》第三条第一款的规定。陈永夫作为公司董事长、总经理，夏俊清作为公司时任财务总监，未按照《上市公司信息披露管理办法》第四条、第五十一条第一款、第三款的规定履行忠实勤勉义务，对公司上述违规行为负有主要责任。Yongtaiyun (001228.SZ) announced that on November 28, 2024, it received a notice from the China Securities Regulatory Commission...
According to Zhithong Finance APP, Yongtaiyun (001228.SZ) announced that on November 28, 2024, it received a notice from the Ningbo Regulatory Bureau of the China Securities Regulatory Commission regarding the decision to issue a warning letter to Yongtaiyun Chemical Logistics Co., Ltd., Chen Yongfu, Xia Junqing, and Han Degong. The investigation found that the company had the following problems:
1. Inaccurate disclosure of financial report information. The company disclosed the "Announcement on the Correction of Previous Accounting Errors and Retrospective Adjustments" twice on April 10, 2024, and August 28, 2024, changing the revenue recognition method for certain trade businesses in 2023 from the gross method to the net method. The two corrections of accounting errors led to a total reduction in the operating income amounts of the 2023 first quarter report, semi-annual report, and third quarter report of -47,216,381.95 yuan, -161,277,519.76 yuan, and -257,296,692.64 yuan, respectively.
The inaccurate disclosure of the information in the 2023 first quarter report, semi-annual report, and third quarter report by Yongtaiyun violated Article 3, Paragraph 1 of the "Measures for the Administration of Information Disclosure by Listed Companies." As the chairman and general manager of the company, Chen Yongfu, and Xia Junqing, who was the financial director at the time, failed to fulfill their obligations of loyalty and diligence as stipulated in Article 4, Article 51, Paragraphs 1 and 3 of the same measures, and bear primary responsibility for the company's violations.
2. Failure to execute the insider information registrant management system as required. The company did not fill in and submit the insider information registrant records and significant event progress memos for the 2022 annual performance forecast, violating Article 6, Paragraph 1, Article 7, Paragraph 1, and Article 10, Paragraph 1 of the "Guidelines No. 5 for Listed Companies – Insider Information Registrant Management System." Chen Yongfu, as the chairman and general manager of the company, and Han Degong, as the secretary of the board of directors, bear primary responsibility for the company's violations.
According to Article 52 of the "Measures for the Administration of Information Disclosure by Listed Companies" and Article 16, Paragraph 1 of the "Guidelines No. 5 for Listed Companies – Insider Information Registrant Management System," the Ningbo Regulatory Bureau decided to take administrative regulatory measures to issue a warning letter to Yongtaiyun Chemical Logistics Co., Ltd., Chen Yongfu, Xia Junqing, and Han Degong, and record it in the integrity file of the securities and futures market.
