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交控科技(688015.SH)原股东北京基石创业投资基金(有限合伙)收到北京证监局警示函

Traffic control technology (688015.SH) original shareholder peking cornerstone venture capital fund (limited partnership) received a warning letter from the Beijing Securities Regulatory Bureau.

Zhitong Finance ·  Dec 6 18:05

Traffic Control Technology (688015.SH) announced that the company's original shareholder, Peking Stone Venture Capital Fund (limited partnership)...

According to Zhitong Finance APP, Traffic Control Technology (688015.SH) announced that its original shareholder, Peking Stone Venture Capital Fund (limited partnership), recently received a decision issued by the Beijing Supervision Bureau of the China Securities Regulatory Commission regarding the warning letter measures ([2024] No. 284).

Upon investigation, from September 30 to October 24, 2024, Stone Venture Capital Fund cumulatively sold 1,837,709 shares of Traffic Control Technology through centralized bidding, and sold 500,000 shares of Traffic Control Technology through block trading, resulting in Stone Venture Capital Fund and its concerted actors having a change in the proportion of consolidated equity in Traffic Control Technology of more than 1%. Stone Venture Capital Fund failed to timely notify Traffic Control Technology of the above-mentioned change in equity, which caused Traffic Control Technology to disclose the relevant equity change announcement as late as November 2. The above behavior violated the relevant provisions of Article 13 of the "Measures for the Administration of Public Company Acquisitions." According to the provisions of Article 75 of the "Measures for the Administration of Public Company Acquisitions," the Beijing Securities Regulatory Bureau decided to take administrative supervision measures against Stone Venture Capital Fund by issuing a warning letter and recording it in the integrity file of the securities and futures market.

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