根据《上市公司收购管理办法》第七十五条的规定，我局决定对你们采取出具警示函的行政监管措施。你应认真吸取教训，加强证券法律法规学习，切实规范相关股权变动行为，依法依规履行相关信息披露义务，杜绝此类违规行为再发生。Guangzhou goaland energy conservation tech (300499.SZ) announced that the company's shareholders Huang Zefeng, Cheng Yine, and Huang Yanxia recently received an administrative regulatory measure decision letter from the China Securities Regulatory Commission...
According to the Zhito Finance APP, Guangzhou goaland energy conservation tech (300499.SZ) announced that the company's shareholders Huang Zefeng, Cheng Yine, and Huang Yanxia recently received the decision letter on administrative supervision measures "Decision on Warning Letters Issued to Huang Zefeng, Cheng Yine, and Huang Yanxia" from the Guangdong Regulatory Bureau of the China Securities Regulatory Commission (referred to as 'Guangdong Securities Regulatory Bureau'), and the relevant situation is now announced as follows:
Huang Zefeng, Cheng Yine, and Huang Yanxia: It has been found that you constitute a concerted action relationship as stipulated in Article 83, Paragraph 2, Item 9 of the 'Regulations on the Takeover of Listed Companies' (CSRC Order No. 166, hereinafter the same). From October 18 to November 6, 2024, you bought 13.547 million shares of Guangzhou goaland energy conservation tech (referred to as 'Guangzhou goaland') through concentrated bidding trading, holding 4.438% of the total share capital of Guangzhou goaland, and then on November 7, purchased an additional 3.747 million shares of Guangzhou goaland, holding 5.6655% of the total share capital of Guangzhou goaland. When you bought enough shares to reach 5% of the total share capital of Guangzhou goaland, you did not promptly submit a written report to the China Securities Regulatory Commission and the exchange, did not notify Guangzhou goaland, and did not suspend purchases of Guangzhou goaland stocks, which violates the provisions of Article 13, Paragraph 1 of the 'Regulations on the Takeover of Listed Companies.'
According to the provisions of Article 75 of the 'Regulations on the Takeover of Listed Companies,' our bureau has decided to take administrative supervisory measures by issuing a warning letter to you. You should seriously learn from this lesson, enhance your study of securities laws and regulations, effectively standardize relevant equity change behaviors, fulfill related information disclosure obligations in accordance with the law and regulations, and prevent such violations from occurring again.
