根据《上市公司现场检查规则》第二十一条、《证券法》第一百七十条第二款规定，安徽证监局决定对公司采取责令改正的行政监管措施并记入证券期货市场诚信档案。Anhui Xinli Finance (600318.SH) published an announcement that the company received a notice from the China Securities Regulatory Commission on December 31, 2024...
According to the report from Zhituo Finance APP, Anhui Xinli Finance (600318.SH) announced that on December 31, 2024, it received the "Decision on Corrective Measures Against Anhui Xinli Finance Co., Ltd. Issued by Anhui Supervision Bureau of China Securities Regulatory Commission" ([2024] No. 105).
Upon investigation, the company has the following violations: 1. Inadequate design of internal controls. First, the company did not establish regulations for the selection of assessment objects, and some receivables had not been assessed for recoverable amounts as of the end of 2023; second, the company did not establish regulations for margin offset, leading to instances of not timely implementing the margin offset procedures. 2. Inadequate implementation of impairment systems. The company did not make differentiated judgments on the guarantee effectiveness of certain receivables at the end of 2023 according to its internal impairment system requirements.
In accordance with Article 21 of the "Rules for On-site Inspection of Listed Companies" and Article 170, Paragraph 2 of the "Securities Law", the Anhui Securities Regulatory Bureau decided to take administrative regulatory measures against the company to order corrective action, which will be recorded in the integrity file of the securities and futures market.