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莱茵生物(002166.SZ)及相关人员收到广西证监局行政监管措施

Guilin Layn Natural Ingredients Corp. (002166.SZ) and related personnel received administrative regulatory measures from Guangxi Securities Regulatory Bureau.

Zhitong Finance ·  Dec 31, 2024 20:00

Guilin Layn Natural Ingredients Corp. (002166.SZ) announced that on December 30, 2024, the company received a notification from the China Securities Regulatory Commission...

According to the Zhitong Finance APP, Guilin Layn Natural Ingredients Corp. (002166.SZ) announced that on December 30, 2024, the company received the "Decision on Corrective Measures against Guilin Layn Natural Ingredients Corp. Issued by the Guangxi Bureau of the China Securities Regulatory Commission" (Document No. [2024] 31) and the "Decision on Supervision Talks with Qin Benjun, Luo Huayan, and Wang Xueting" (Document No. [2024] 34).

It is reported that the company has the following issues: 1. The actual controller improperly occupied funds amounting to 0.6 million yuan; 2. Inaccurate disclosure of the use of raised funds; 3. Non-standardized preparation of memorandums for significant events; 4. Inaccurate disclosure of litigation and arbitration matters in regular reports.

In accordance with Article 59 of the "Measures for the Administration of Information Disclosure by Listed Companies" (CSRC Order No. 40), Article 52 of the "Measures for the Administration of Information Disclosure by Listed Companies" (CSRC Order No. 182), and Article 21 of the "Rules for On-Site Inspections of Listed Companies" (CSRC Announcement [2022] No. 21), the Guangxi Securities Regulatory Bureau decided to impose administrative supervisory measures requiring corrective actions on the company, and this decision will be recorded in the Capital Markets integrity file.

Qin Benjun, who was the chairman and general manager of Guilin Layn Natural Ingredients Corp., and Luo Huayan, the Board of Directors secretary and deputy general manager, are the main responsible personnel for the company's aforementioned violations. Supervisor Wang Xueting is responsible for the improper occupation of funds by the actual controller, violating Article 3 and Article 58 of the "Measures for the Administration of Information Disclosure by Listed Companies" (CSRC Order No. 40) and Article 4 and Article 51 of the "Measures for the Administration of Information Disclosure by Listed Companies" (CSRC Order No. 182).

According to Article 59 of the "Measures for the Administration of Information Disclosure by Listed Companies" (CSRC Order No. 40) and Article 52 of the "Measures for the Administration of Information Disclosure by Listed Companies" (CSRC Order No. 182), the Guangxi Securities Regulatory Bureau decided to take supervisory measures by conducting supervisory talks with Qin Benjun, Luo Huayan, and Wang Xueting, which will also be recorded in the Capital Markets integrity file.

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