EX-10.6 5 btmd-ex10_6.htm EX-10.6 EX-10.6

展览10.6

 

执行版本

信贷协议的第二次修正

这第二项信贷协议修正案(本“协议”,日期为2024年6月26日(本“本次第二次修正将在每个以下条件满足时生效:,由 BIOTE 医疗有限责任公司(一家德克萨斯州有限责任公司)及 BIOTE 控股有限责任公司(一家特拉华州有限责任公司)等签署。借款人,一家特拉华州有限责任公司Holdings),其他担保方,贷款方以及作为行政代理的Truist银行(“行政代理人”).

 

鉴于,计划第17.2节保留了Celldex Therapeutics,Inc.(以下称为“公司”)董事会(以下称为“董事会”)修订计划的权利;和

 

鉴于,借款人、控股公司、其他担保方、贷款人和管理代理已经签订了某项信贷协议,日期为2022年5月26日(被修订、重订、被修订和重订、补充、增加、延长、再融资、续约、更换和/或以书面形式不时修改的,该“授信协议 (Credit Agreement)”);

鉴于借款人请求出借人按照下文规定修改信贷协议,但须遵守本协议中规定的条款和条件;以及

鉴于,贷款人(构成必要贷款人和必要循环贷款人的贷款人行为)已同意根据本文所载条款和条件对信贷协议进行所请求的修订。

现在,鉴于本协议所载内容并为其他有价值的考虑,茲特确认各方已收到并认可足额,特此各方一致同意如下:

 

协议

 

1.
介绍性段落和背景资料; 定义上述介绍性段落和背景资料(包括其中定义的任何条款)已被引用并作为本协议的一部分纳入,如同完整地载于本协议正文。本协议中使用但未在此处另有定义的大写词汇,应当具有在信贷协议中所赋予的相应含义(本协议对该协议进行了修订,或在本协议生效之前立即生效的情况下,根据情境可能需要的效力)。
2.
信用协议修订事项根据信贷协议第11.2节的规定,经构成必要贷款人和必要循环贷款人的贷款人行为,信贷协议如下进行修改:放弃; 修订根据信贷协议第11.2节的规定,经构成必要贷款人和必要循环贷款人的贷款人行为,信贷协议如下进行修改:
(a)
“贷款协议第1.1节中""Consolidated Fixed Charges""的定义中的第(b)款被完全修改如下:“贷款协议第1.1节中""Consolidated Fixed Charges""的定义中的第(b)款被完全修改如下:“贷款协议第1.1节中""Consolidated Fixed Charges""的定义中的第(b)款被完全修改如下:定义“贷款协议第1.1节中""Consolidated Fixed Charges""的定义中的第(b)款被完全修改如下:
(b)
在此期间就《合并总债务》支付的正常计划本金还款(排除义务性预付款项)进行支付(为避免疑问,不包括(i)根据 第2.12节。(ii)对循环贷款(包括但不限于循环贷款)的还款,不导致承诺减少的范围内,(iii) Holdings及其子公司之间的母公司债务的支付,以及(iv)根据Donovitz和Marci和解协议,父公司回购资本股的支付。 '第7.5(d)条')以及在该期间由控股及其子公司以现金支付的资本租赁债务,每种情况都以最近结束的四(4)个财务季度的合并基础进行衡量。四(4)个最近结束的财政季度期间,按合并基础衡量控股及其子公司支付的《资本租赁租约》款项。

 

 


(b)
信贷协议的1.1节(定义)被修改以按照适当的字母顺序插入以下定义的术语:

马尔奇和解协议”表示某项和解协议,将在2024年6月28日左右生效,当事人包括 inter alios、母公司和Marci M. Donovitz。

(c)
在信贷协议的1.1节(定义)中,“?重要一节 协议”的定义在此完全修改如下:

重要协议“应指(i)管理任何负债的所有协议、契约或票据所规定的条款,(ii)Donovitz和解协议,(iii)Marci和解协议以及(iv)所有其他协议、文件、合同、契约和工具,根据这些协议,(A)任何贷款方或其子公司在任何12个月期间有义务支付超过临界金额、(B)任何贷款方或其子公司预计在任何12个月期间收入超过临界金额,并且(C)其违约、违约或终止合同可能会合理预期导致重大不利影响。

(d)
第 7.5 节中的 (d) 条款 (限制性付款)特此对信贷协议进行全面修订,内容如下:
(d)
根据Donovitz结算协议的约定,父公司回购资本股票的支付金额分别为(A)32,162,261.67美元,Donovitz结算协议生效日期后第三个营业日(即“Donovitz结算协议结案日期(B)15,081,130.83美元,Donovitz结算协议结案日期之前或之日,(C)19,081,130.83美元,Donovitz结算协议结案日期满24个月之前或之时,以及(D) 10,540,565.42美元,Donovitz结算协议结案日期满36个月之前或之时;根据Marci结算协议的约定,回购资本股票的支付金额分别为(A)30,000,000.00美元,Marci结算协议生效日期(即“Marci结算协议 结案日期,(B)10,000,000.00美元,Marci结算协议结案日期之前或之日,(C)10,000,000.00美元,Marci结算协议结案日期满24个月之前或之时,以及(D)10,000,000.00美元,Marci结算协议结案日期满36个月之前或之时;
3.
有效性; 控件前提条件本协议应在第二修订生效日期起通过行政代理人收到行政代理人、构成必要贷款人和必要循环贷款人的借款人、控股公司和其他担保人签署的本协议副本后生效。
4.
其他.
(a)
本协议应被视为并且是一份贷款文件。
(b)
自第二修正生效日期起,所有贷款文件中关于信贷协议的引用应特指本协议修正后的信贷协议。
(c)
除非本协议另有明示修改,信贷协议、贷款文件和每个贷款方在此项下及其他贷款文件项下的义务均经此批准和确认,并应根据各自的条款继续有效且保持完全有效。
(d)
贷款方中的每一方: (i) 承认并同意本协议的所有条款和条件; (ii) 同意本协议及与本协议有关的所有文件的内容, 未授予用于减少或清偿其在信贷协议或其他贷款中的任何义务。

2


文件,或任何证书、文件、协议和/或与之或相关的文件;(iii)确认其在贷款文件项下的所有义务;(iv)同意本协议不得以任何方式损害或对任何贷款文件中授予的任何留置权产生不利影响;及(v)确认任何贷款文件中授予的每项留置权都是有效且存在。
(e)
Each of the Loan Parties hereby represents and warrants to the Administrative Agent and each of the Lenders as follows:
(i)
such Loan Party has taken all necessary action to authorize the execution, delivery and performance of this Agreement;
(ii)
this Agreement has been duly executed and delivered by such Loan Party and constitutes such Loan Party’s legal, valid and binding obligations, enforceable in accordance with its terms;
(iii)
no consent, approval, authorization or order of, or filing, registration or qualification with, any court or governmental authority or third party is required in connection with the execution, delivery or performance by any Loan Party of this Agreement;
(iv)
after giving effect to this Agreement, all representations and warranties of each Loan Party set forth in the Loan Documents are true and correct in all material respects (other than those representations and warranties that are expressly qualified by a Material Adverse Effect or other materiality, in which case such representations and warranties are true and correct in all respects) except to the extent that such representations and warranties specifically refer to an earlier date, in which case they are true and correct in all material respects (other than those representations and warranties that are expressly qualified by a Material Adverse Effect or other materiality, in which case such representations and warranties are true and correct in all respects) as of such earlier date; and
(v)
after giving effect to this Agreement, no Default or Event of Default exists.
(f)
This Agreement may be executed by one (1) or more of the parties to this Agreement on any number of separate counterparts (including by telecopy), and all of said counterparts, taken together, shall be deemed to constitute one (1) and the same instrument. Delivery of an executed counterpart of a signature page of this Agreement by facsimile transmission or by any other electronic imaging means (including in “.pdf” form), shall be effective as delivery of a manually executed counterpart of this Agreement.
(g)
THIS AGREEMENT, AND ANY CLAIMS, CONTROVERSIES, DISPUTES OR CAUSES OF ACTION (WHETHER IN CONTRACT OR TORT OR OTHERWISE) BASED UPON, ARISING OUT OF, OR RELATING TO THIS AGREEMENT, AND/OR ANY OF THE TRANSACTIONS CONTEMPLATED HEREBY, SHALL BE CONSTRUED IN ACCORDANCE WITH, AND BE GOVERNED BY, THE LAWS (WITHOUT GIVING EFFECT TO THE CONFLICT OF LAW PRINCIPLES THEREOF) OF THE STATE OF NEW YORK.
5.
Reaffirmation of Obligations. Each of the Loan Parties: (a) acknowledges and consents to all of the terms and conditions of this Agreement; (b) affirms all of its obligations under the Loan Documents (as amended by this Agreement); and (c) agrees that this Agreement, and all documents, agreements and instruments executed in connection with this Agreement, do not operate to reduce or discharge such Loan Party’s obligations under the Loan Documents (except to the extent that such obligations are expressly modified pursuant to this Agreement).

3


6.
Reaffirmation of Security Interests. Each of the Loan Parties: (a) affirms that each of the Liens granted in, or pursuant to, any of the Loan Documents is valid and subsisting; and (b) agrees that this Agreement, and all documents, agreements and instruments executed in connection with this Agreement, do not, in any manner, impair, or otherwise adversely affect, any of the Liens granted in, or pursuant to, any of the Loan Documents.
7.
No Other Changes. Except as expressly modified hereby, all of the terms and provisions of the Loan Documents shall remain in full force and effect.

 

[Remainder of Page Intentionally Left Blank; Signature Pages Follow]

4


 

IN WITNESS WHEREOF, each of the parties hereto has caused a counterpart of this Agreement to be duly executed and delivered by their respective authorized officers as of the day and year first above written.

 

BORROWER:

BIOTE MEDICAL, LLC,

 

a Texas limited liability company

 

 

 

 

By:

BIOTE HOLDINGS, LLC, its Sole Member

 

By:

BIOTE CORP., its Managing Member

 

 

 

 

 

 

 

By:

/s/ Robert Peterson

 

Name:

Robert Peterson

 

Title:

Chief Financial Officer

 

 

 

 

 

 

GUARANTORS:

BIOTE HOLDINGS, LLC,

 

a Delaware limited liability company

 

 

 

 

By:

BIOTE CORP., its Managing Member

 

 

 

 

 

 

 

By:

/s/ Robert Peterson

 

Name:

Robert Peterson

 

Title:

Chief Financial Officer

 

 

 

 

 

 

 

BIOTE IP, LLC,

 

a Nevada limited liability company

 

 

 

 

By:

/s/ Robert Peterson

 

Name:

Robert Peterson

 

Title:

Chief Financial Officer

 

 


 

ADMINISTRATIVE AGENT: TRUIST BANK,

 

 

as the Administrative Agent

 

 

 

 

 

 

 

By:

/s/ Troy R. Weaver

 

Name:

Troy R. Weaver

 

Title:

Managing Director

 

 


 

 

LENDERS:

TRUIST BANK,

 

as a Lender, the Issuing Bank and the Swingline Lender

 

 

 

 

 

By:

/s/ Troy R. Weaver

 

Name:

Troy R. Weaver

 

Title:

Managing Director

 

 


 

 

 

BANK OF AMERICA, N.A.,

 

as a Lender

 

 

 

 

 

By:

/s/ Alexander L. Rody

 

Name:

Alexander L. Rody

 

Title:

Senior Vice President

 

 


 

 

 

WELLS FARGO BANK, NATIONAL ASSOCIATION,

 

as a Lender

 

 

 

 

 

By:

/s/ Alexander L. Rody

 

Name:

Ashley Griffith

 

Title:

Vice President