普通株式購入ワラント改正

執行のコピー

保証書

これ 保証 (これ 」保証」）、2024年10月8日現在、ネバダ州の企業であるフレッシュ・ヴァイン・ワイン社（およびその後継者を含む）が発行しています そして、許可されている場合は、」を割り当てます会社」）と、本書の署名ページに保証人として記載されている他の各法人 またはそれが本契約の当事者になります 2.7 (ザ・」保証人」）、購入者に有利です（」購入者」) 2025年4月8日満の担保転換約束手形に指定されている、当社の担保付き転換約束手形の（ 」メモ」）と会社の普通株を購入するワラント（ ワラント」と一緒に ここでは注記を」と呼んでいます証券」）、1つ以上の有価証券に従って当社が発行および売却します 2024年10月8日頃の購入契約（「」購入契約」)、会社と購入者の間で。 ここで使われているが定義されていない大文字の用語は、購入契約書に記載されているそれぞれの意味を持つものとします。

証人:

セラーは、企業の発行済み株式資本の20%を表す株式を所有しています。売買契約に基づき、購入者はそれぞれ会社から有価証券を購入することに同意し、そこに定められた条件に従います。

セラーは、企業の発行済み株式資本の20%を表す株式を所有しています。各保証人は、以下で定義される保証義務を保証することに同意しました。

セラーは、企業の発行済み株式資本の20%を表す株式を所有しています。、各 売主は、買付協定の下で証券を購入することにより、実質的な利益を得るでしょう;

セラーは、企業の発行済み株式資本の20%を表す株式を所有しています。各初期購入者が会社から証券を購入するための購入契約のもとでの義務を負う条件、および購入代理人が購入契約に署名する条件は、連帯保証人がこの契約に調印し、それを購入代理人と初期購入者に提出していることである。

したがって前提を考慮し、最初の購入者に購入契約を締結させ、最初の購入者に当該契約に基づき会社から証券を購入させ、その他の取引書類に締結させるために、各保証人は以下の通り購入者と合意します。

第I条 保証

1.1 連帯保証契約初期購入者に証券を購入させるために、各保証人は、明示的かつ無条件かつ取り消し不可に、PURCHASERに対して(申込者」), 買収契約に規定される必要により、加速、強制的な前払いその他の理由により予定満期日またはそれ以前に期日とした全ての義務の完全および適時な支払いを、主たる債務者として、保証者は(The ≪〝、この保証書により、各保証人によるこの保証は、回収の保証ではなく支払いの保証を構成します。保証債務} この保証書による各保証人の保証は、回収の保証ではなく支払いの保証を構成します。

1.2 保証の制限. [予約済み]

1.3 貢献予約済みです。

1.4 認可；その他の契約債務者およびその他の債務または保証債務または取得した担保権の保有者（以下総称して、およびそれらの後継者および認められた譲渡人を含む、『債務者』）は、ここに、担保人に通知することなく、要求することなく、またはここにおいて担保人の義務を放棄することなく、担保人に対する責務に影響を与えることなく、ここにおいて責任を負うことなく、随時、次の各項目を行うことが認められています。受益者」は、ここに、担保人に通知することなく、要求することなく、またはここにおいて担保人の義務を放棄することなく、担保人に対する責務に影響を与えることなく、ここにおいて責任を負うことなく、随時、次の各項目を行うことが認められています。

(a) (i)修正、修正、補足するか、その他変更するか、(ii)支払期日を前倒ししたり、その他変更したり、または(iii) 任意の保証債務または取引書に違反しないことに同意するか、もしくは同意するか、許諾するか

(b) どなたが支払ったか、またはどのように収益化されたかに関係なく、取引書類で定められた通り、任意の保証義務に対して支払われた金額を適用する

(c) いかなる被保護義務に関する支払いも、いつでもいかなる受取人に対して払い戻しします。

(d) (i) 妨げる、放棄する、置換する、清算する、終了する、解放する、放棄する、完全に保全しない、拘束する、受け入れる、代替、降伏する、交換する、影響を与える、損なう、またはその他に変更するか、当然の義務またはその他の担保に関する担保について、売却、リース、ライセンス、譲渡、譲渡、譲渡または取引を行う; (ii) 任意の保証債務を担保するために追加の担保を受け取り、保持すること; (iii) 任意の保証債務またはその一部について、1人または複数の他の保証人、メイカー、または裏書人を追加、解放、または置換して; (iv) 会社及び他の保証人、メイカー、または裏書人、またはその一部について何らかの方法で取り扱う。

(e)保証債務を解決し、解放し、妥協し、回収またはその他に清算する。

1.5 完全および無条件の保証各保証人は、次に関連しているか否かを問わず、いかなる防御も主張しないことに同意し、そしてこの保証の下でのその義務は撤回不可能であり、絶対的かつ無条件であり、次のいずれかの結果としてまたはそれ以外によって放棄されることはなく、影響を受けることもないことに同意します（これらは主張されず、またはこの保証に関する手続きにおいて証拠として提出されることはありません）

(a) 会社またはその他の保証人の義務に関する取引文書またはその他の合意書またはそれに関連する文書（それらへの修正、承諾または放棄を含む）、または保証債務またはその一部に対するセキュリティまたは保証その他の不備または、保証債務またはその一部のセキュリティの完全なまたは継続的な完全性または優先順位の不履行；

(b) （i）担保債務またはその一部を徴収するための試み、または会社またはその他の保証人からその他の債務を徴収するための試み、その他の同様の行動、または、（ii）取引書またはその担保の下での任意担保行為を強制するための行動のいずれもがない

(c) 任意の者が、担保物に対する抵当権を確定し維持するための手続きを講じなかったり、担保物に関する権利を維持しなかったりした場合。

(d) 会社によるまたは会社に対する任意のトレーニング、破産手続き、破産手続き、再編、取り決め、清算又は解散、 他の保証人又は会社のその他の子会社のいずれかによるもの、又はその手続き、取り決め、命令、規定、選択、行動 又はそれらの誤り、その手続きによる保証した債務（又はその利息）の請求の放棄又は否認、又はそのような手続きの結果としての認可された義務に対する徴収の妨げ又は停止を含む

(e) 任意の差押え、司法売却を問わず、担保物の資産売却を含むその他の担保物の処分、または任意の金融機関が、任意の受益者が法令（包括的適用法令または政府機関の許可）に基づき権利を行使する権利に従って、債務不履行事由が発生した後、担保物の各々について別途処分をすることを選択すること。

(f) any other defense, setoff, counterclaim or any other circumstance that might otherwise constitute a legal or equitable discharge of the Company, any other Guarantor or any of the Company’s other Subsidiaries, in each case other than the payment in full of the Guaranteed Obligations.

1.6 Waivers. Each Guarantor hereby unconditionally and irrevocably waives and agrees not to assert any claim, defense, setoff or counterclaim based on diligence, promptness, presentment, requirements for any demand or notice hereunder including any of the following:

(a) any demand for payment or performance and protest and notice of protest,

(b) any notice of acceptance,

(c) any presentment, demand, protest or further notice or other requirements of any kind with respect to any Guaranteed Obligation (including any accrued but unpaid interest thereon) becoming immediately due and payable and

(d) any other notice in respect of any Guaranteed Obligation or any part thereof, and any defense arising by reason of any disability or other defense of the Company or any other Guarantor. Each Guarantor further unconditionally and irrevocably agrees not to (x) enforce or otherwise exercise any right of subrogation or any right of reimbursement or contribution or similar right against the Company or any other Guarantor by reason of any Transaction Document or any payment made thereunder or (y) assert any claim, defense, setoff or counterclaim it may have against any other Company Party or set off any of its obligations to such other Company Party against obligations of such Company Party to such Guarantor. No obligation of any Guarantor hereunder shall be discharged other than by complete performance.

1.8 Reliance. Each Guarantor hereby assumes responsibility for keeping itself informed of the financial condition of the Company, each other Guarantor and any other guarantor, maker or endorser of any Guaranteed Obligation or any part thereof, and of all other circumstances bearing upon the risk of nonpayment of any Guaranteed Obligation or any part thereof, that diligent inquiry would reveal, and each Guarantor hereby agrees that no Beneficiary shall have any duty to advise any Guarantor of information known to it regarding such condition or any such circumstances. In the event any Beneficiary, in its sole discretion, undertakes at any time or from time to time to provide any such information to any Guarantor, such Beneficiary shall be under no obligation to undertake any investigation not a part of its regular business routine, (b) disclose any information that such Beneficiary, pursuant to accepted or reasonable commercial finance or banking practices, wishes to maintain confidential or (c) make any future disclosures of such information or any other information to any Guarantor.

ARTICLE II MISCELLANEOUS

2.1 Representations and Warranties; Covenants. To induce the initial Purchasers to enter into the Transaction Documents, each Guarantor hereby agrees to each of the following with the Purchasers and the other Beneficiaries, as long as any Guaranteed Obligation remains outstanding with respect to any Guarantor:

(a) the representations and warranties as to such Guarantor and its Subsidiaries made by the Company in Article III (Representations and Warranties) of the Purchase Agreement are true and correct on each date as required by the Purchase Agreement; and

(b) such Guarantor agrees to comply with all covenants and other provisions applicable to it under the Purchase Agreement and the Notes and agrees to the same submission to jurisdiction as that agreed to by the Company in the Purchase Agreement.

2.2 Reinstatement. Each Guarantor agrees that, if any payment made by any Company Party or other Person and applied to the Guaranteed Obligations is at any time annulled, avoided, set aside, rescinded, invalidated, declared or sought to be declared to be fraudulent or preferential or otherwise required to be refunded or repaid,

then, if, prior to any of the foregoing, any provision of this Guaranty (including the guaranty of such Guarantor hereunder) shall have been terminated, cancelled or surrendered, such provision shall be reinstated in full force and effect and such prior termination, cancellation or surrender shall not diminish, release, discharge, impair or otherwise affect the obligations of any such Guarantor in respect of the amount of such payment.

2.3 Power of Attorney; Further Assurances.

(a) Each Guarantor authorizes the Purchase Agent, and does hereby make, constitute and appoint the Purchase Agent and its officers, agents, successors or assigns with full power of substitution, as such Guarantor’s true and lawful attorney-in-fact, with power, in the name of the Purchase Agent or such Guarantor, to, after the occurrence and during the continuance of an Event of Default, (i) endorse any note, checks, drafts, money orders or other instruments of payment (including payments payable under or in respect of any policy of insurance) in respect of the Collateral that may come into possession of the Purchase Agent; (ii) to sign and endorse any financing statement pursuant to the UCC or any invoice, freight or express bill, bill of lading, storage or warehouse receipts, drafts against debtors, assignments, verifications and notices in connection with accounts, and other documents relating to the Collateral; (iii) to pay or discharge taxes, liens, security interests or other encumbrances at any time levied or placed on or threatened against the Collateral; (iv) to demand, collect, receipt for, compromise, settle and sue for monies due in respect of the Collateral; (v) to transfer any Intellectual Property or provide licenses respecting any Intellectual Property; and (vi) generally, at the option of the Agent, and at the expense of the Guarantors, at any time, or from time to time, to execute and deliver any and all documents and instruments and to do all acts and things which the Purchase Agent deems necessary to protect, preserve and realize upon the Collateral and the security interests granted therein in order to effect the intent of this Agreement and the Notes all as fully and effectually as the Guarantors might or could do; and each Guarantor hereby ratifies all that said attorney shall lawfully do or cause to be done by virtue hereof. This power of attorney is coupled with an interest and shall be irrevocable for the term of this Agreement and thereafter as long as any of the Obligations shall be outstanding. The designation set forth herein shall be deemed to amend and supersede any inconsistent provision in the organizational documents or other documents or agreements to which any Guarantor is subject or to which any Guarantor is a party. Without limiting the generality of the foregoing, after the occurrence and during the continuance of an Event of Default, each Secured Party is specifically authorized to execute and file any applications for or instruments of transfer and assignment of any patents, trademarks, copyrights or other Intellectual Property with the United States Patent and Trademark Office and the United States Copyright Office.

(b) Each Guarantor hereby irrevocably appoints the Purchase Agent as such Guarantor’s attorney-in-fact, with full authority in the place and instead of such Guarantor and in the name of such Guarantor, from time to time in the Purchase Agent’s discretion, to take any action and to execute any instrument which the Purchase Agent may deem necessary or advisable to accomplish the purposes of this Agreement, including the filing, in its sole discretion, of one or more financing or continuation statements and amendments thereto, relative to any of the Collateral without the signature of such Guarantor where permitted by law, which financing statements may (but need not) describe the Collateral as “all assets” or “all personal property” or words of like import, and ratifies all such actions taken by the Purchase Agent. This power of attorney is coupled with an interest and shall be irrevocable for the term of this Agreement and thereafter as long as any of the Obligations shall be outstanding.

(c) Each Guarantor upon request of the Purchase Agent, shall provide Purchase Agent such further documents, such as one or more landlord waiver, and such further information, and take such further action as Agent may reasonably request.

2.4 Independent Obligations. The obligations of each Guarantor hereunder are independent of and separate from the Guaranteed Obligations. If any Guaranteed Obligation is not paid when due, or upon any Event of Default, a Purchaser may, at its sole election, proceed directly and at once, without notice, against any Guarantor to collect and recover the full amount or any portion of any Guaranteed Obligation then due, without first proceeding against any other Guarantor or any other Company Party and without first joining any other Guarantor or any other Company Party in any proceeding.

2.5 No Waiver by Course of Conduct. No Beneficiary shall by any act (except by a written instrument pursuant to Section 2.5), delay, indulgence, omission or otherwise be deemed to have waived any right or remedy hereunder or to have acquiesced in any Event of Default. No failure to exercise, nor any delay in exercising, on the part of any Beneficiary, any right, power or privilege hereunder shall operate as a waiver thereof. No single or partial exercise of any right, power or privilege hereunder shall preclude any other or further exercise thereof or the exercise of any other right, power or privilege. A waiver by any Beneficiary of any right or remedy hereunder on any one occasion shall not be construed as a bar to any right or remedy that such Beneficiary would otherwise have on any future occasion.

2.6 Amendments in Writing. None of the terms or provisions of this Guaranty may be waived, amended, supplemented or otherwise modified except in accordance with the applicable provisions of the Purchase Agreement.

2.7 Additional Guarantors. The Company shall cause any Subsidiary that is not a Guarantor to become a Guarantor hereunder, such Subsidiary shall execute and deliver to the Purchasers a Joinder Agreement substantially in the form of Annex 1 and shall thereafter for all purposes be a party hereto and have the same rights, benefits and obligations as a Guarantor party hereto on the First Closing Date.

2.8 Notices. All notices, requests and demands to or upon any Purchaser or any Guarantor hereunder shall be effected in the manner provided for in Section 5.4 (Notices) of the Purchase Agreement; provided, that, any such notice, request or demand to or upon any Guarantor shall be addressed to the Company’s notice address set forth in such Section 5.4.

2.9 Successors and Assigns. This Guaranty shall be binding upon the successors and assigns of each Guarantor and shall inure to the benefit of each Beneficiary and their successors and assigns; provided, however, that no Guarantor may assign, transfer or delegate any of its rights or obligations under this Guaranty except as authorized in the Purchase Agreement.

2.10 Counterparts. This Guaranty may be executed in any number of counterparts and by different parties in separate counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute one and the same agreement. Signature pages may be detached from multiple separate counterparts and attached to a single counterpart. Delivery of an executed signature page of this Guaranty by facsimile transmission or by e-mail shall be as effective as delivery of a manually executed counterpart hereof.

2.11 Interpretation. This Guaranty is a Transaction Document and as such is subject to various interpretative, amendment and third party beneficiary and other miscellaneous provisions set forth in the Purchase Agreement that expressly apply to Transaction Documents, located principally in Article V.

2.12 Severability. Any provision of this Guaranty being held illegal, invalid or unenforceable in any jurisdiction shall not affect any part of such provision not held illegal, invalid or unenforceable, any other provision of this Guaranty or any part of such provision in any other jurisdiction.

2.13 Governing Law. This Guaranty and the rights and obligations of the parties hereto shall be governed by, and construed and interpreted in accordance with, the law of the State of Nevada, without regard to the principles of conflicts of law of such state that would require the application of the law of another jurisdiction. The provisions of the Purchase Agreement relating to submission to jurisdiction, waiver of jury trial and venue are hereby incorporated by reference herein, mutatis mutandis.

2.14 Waiver of Jury Trial. Each party hereto hereby irrevocably waives trial by jury in any Proceeding with respect to, or directly or indirectly arising out of, relating to or in connection with, this Guaranty or any other Transaction Document or the transactions contemplated therein or related thereto (whether founded in contract, tort or any other theory). Each party hereto (a) certifies that no other party, no Beneficiary and no affiliate or representative of any other party has represented, expressly or otherwise, that such other party would not, in the event of litigation, seek to enforce the foregoing waiver and (b) acknowledges that it and the other parties hereto have been induced to enter into this Guaranty by the mutual waivers and certifications in this Section 2.13.

2.15 Agreement to Subordinate. Each of the parties hereto acknowledges and agrees that the rights and obligations of the parties hereunder are second and subordinate to the rights of Banks (together with its successors and assigns, each a “Senior Lender”) under its various agreements and ancillary documents (collectively, as amended or otherwise modified, the “Senior Lender Agreements”).

[Signature Pages Follow]

IN WITNESS WHEREOF, each of the undersigned has caused this Guaranty to be duly executed and delivered as of the date first above written.

FRESH VINE WINE, INC.

as Company

By: _____________________________

Name: Michael Pruitt

Title: Chairman and Chief Executive Officer

PURCHASERS:

[PURCHASER]

Purchaser, for itself and as Purchaser Agent

By: _______________________________

Name: ____________________________

Title: ______________________________