证券交易委员会并未一定审查此申报文件中的信息,并未确定其准确性和完整性。
读者不应假定该信息是准确和完整的。

美国证券交易所(SEC)
华盛顿特区20549
表格D

豁免发行证券的通知

OMB批准号
OMB号码:3235-0287 3235-0076
如果不再受第16条的限制,请勾选此框。表格4或表格5的义务可能仍然存在。
0.5小时 4.00

1. 发行人身份

CIK(申报人识别号码) 以前的名称
  
实体类型
0002001557
学习 SPAC HoldCo, Inc.
X 公司
   有限合伙
   有限责任公司
   普通合伙
   业务信托
   其他(请指明)

发行人名称
因尔风公司
成立/组织管辖区
特拉华。
成立/组织年份
   五年以上
X 过去五年内(请指定年份) 2023
   尚未成立

2. 业务的主要地点和联系信息

发行人名称
Innventure,Inc。
街道地址1: 街道地址2:
6900 Tavistock Lakes Blvd 400套房
城市: 州/省/国家: 邮政编码 发行人电话号码
奥兰多 佛罗里达。 32827 +1 (321) 209-6787

3. 相关人员

名字 中间名
Haskell 格雷戈里。
街道地址1: 街道地址2:
6900 Tavistock Lakes Blvd 400套房
城市: 州/省/国家: 邮政编码
奥兰多 佛罗里达。 32827
关系: X 高管 X 董事    推动者

如有必要,请澄清回复:


名字 中间名
Hennessy 丹尼尔。
街道地址1: 街道地址2:
6900 Tavistock Lakes Blvd 400套房
城市: 州/省/国家: 邮政编码
奥兰多 佛罗里达。 32827
关系:    高管 X 董事    推动者

如有必要,请澄清回复:


名字 中间名
Niemeyer Suzanne
街道地址1: 街道地址2:
6900 Tavistock Lakes Blvd 400套房
城市: 州/省/国家: 邮政编码
奥兰多 佛罗里达。 32827
关系:    高管 X 董事    推动者

如有必要,请澄清回复:


名字 中间名
Amalfitano 迈克尔
街道地址1: 街道地址2:
6900 Tavistock Lakes Blvd 400套房
城市: 州/省/国家: 邮政编码
奥兰多 佛罗里达。 32827
关系:    高管 X 董事    推动者

如有必要,请澄清回复:


名字 中间名
Yablunosky 大卫
街道地址1: 街道地址2:
6900 Tavistock Lakes Blvd 400套房
城市: 州/省/国家: 邮政编码
奥兰多 佛罗里达。 32827
关系: X 高管 X 董事    推动者

如有必要,请澄清回复:


名字 中间名
Donnally James
街道地址1: 街道地址2:
6900 Tavistock Lakes Blvd 400套房
城市: 州/省/国家: 邮政编码
奥兰多 佛罗里达。 32827
关系:    高管 X 董事    推动者

如有必要,请澄清回复:


名字 中间名
布朗 布鲁斯
街道地址1: 街道地址2:
6900 Tavistock Lakes Blvd 400套房
城市: 州/省/国家: 邮政编码
奥兰多 佛罗里达。 32827
关系:    高管 X 董事    推动者

如有必要,请澄清回复:


名字 中间名
Otworth 迈克尔
街道地址1: 街道地址2:
6900 Tavistock Lakes Blvd 400套房
城市: 州/省/国家: 邮政编码
奥兰多 佛罗里达。 32827
关系: X 高管 X 董事    推动者

如有必要,请澄清回复:


名字 中间名
威廉姆斯。 Elizabeth
街道地址1: 街道地址2:
6900 Tavistock Lakes Blvd 400套房
城市: 州/省/国家: 邮政编码
奥兰多 佛罗里达。 32827
关系:    高管 X 董事    推动者

如有必要,请澄清回复:


名字 中间名
斯科特 约翰
街道地址1: 街道地址2:
6900 Tavistock Lakes Blvd 400套房
城市: 州/省/国家: 邮政编码
奥兰多 佛罗里达。 32827
关系: X 高管    董事    推动者

如有必要,请澄清回复:


名字 中间名
Austrup Roland
街道地址1: 街道地址2:
6900 Tavistock Lakes Blvd 400套房
城市: 州/省/国家: 邮政编码
奥兰多 佛罗里达。 32827
关系: X 高管    董事    推动者

如有必要,请澄清回复:


名字 中间名
Cagle Devery(Rusty)
街道地址1: 街道地址2:
725庞斯·德·莱昂大道,东北
城市: 州/省/国家: 邮政编码
亚特兰大 乔治亚州 30306
关系:    高管    董事 X 推动者

如有必要,请澄清回复:


名字 中间名
Berg Aaron
街道地址1: 街道地址2:
725庞斯·德·莱昂大街,东北
城市: 州/省/国家: 邮政编码
亚特兰大 乔治亚州 30306
关系:    高管    董事 X 推动者

如有必要,请澄清回复:


姓氏 名字 中间名
格雷拉 杰克
街道地址 1 街道地址 2
内布拉斯加州庞塞·德莱昂大道 725 号
城市 州/省/国家 邮政编码/邮政编码
亚特兰大 格鲁吉亚 30306
关系:    高管    董事 X 推动者

如有必要,请澄清回复:


名字 中间名
Silverman Elias 加布里埃尔
街道地址1: 街道地址2:
星光大道2121号 29楼
城市: 州/省/国家: 邮政编码
洛杉矶 加利福尼亚 90067
关系:    高管    董事 X 推动者

如有必要,请澄清回复:


名字 中间名
Cognetti Dale Riker等人诉Teucrium Trading,LLC Craig
街道地址1: 街道地址2:
2 Embarcadero Center 8楼
城市: 州/省/国家: 邮政编码
(主要营业地址,包括邮政编码) 加利福尼亚 94111
关系:    高管    董事 X 推动者

如有必要,请澄清回复:


4. 行业板块

   农业
银行与金融服务
   商业银行
   保险
   投资
   投资银行
   集合投资基金
发行人是否注册为
旗下的一家投资公司
投资公司
1940 年的法案?
   是的    没有
   其他银行和金融服务
X 商业服务
能量
   煤炭开采
   电力公用事业
   节约能源
   环境服务
   石油和天然气
   其他能源
医疗保健
   生物技术
   健康保险
   医院和医生
   药品
   其他医疗保健
   制造业
房地产
   商用
   施工
   房地产投资信托基金与金融
   住宅
   其他房地产
  
零售
  
餐厅
科技
   计算机
   电信
   其他科技
旅行
   航空公司和机场
   住宿与会议
   旅游与旅行服务
   其他旅行
  
其他

5. 企业规模

营业收入区间 或者 总净资产区间
   无营业收入    无总净资产
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   超过一亿加元    超过一亿加元
X 拒绝披露    拒绝披露
         

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
   Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2024-10-01    First Sale Yet to Occur
   Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

This offering was made immediately after and conditional upon Innventure, Inc.'s successful business combination, but was not made as part of such business combination.

11. Minimum Investment

Minimum investment accepted from any outside investor $20,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Jack Grella 6757707
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Metric Financial, LLC 33324
Street Address 1 Street Address 2
725 Ponce De Leon Ave NE
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30306
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
COLORADO
FLORIDA
GEORGIA
ILLINOIS
IOWA
KENTUCKY
MASSACHUSETTS
MISSOURI
NEVADA
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
PENNSYLVANIA
SOUTH CAROLINA
TENNESSEE
TEXAS

Recipient
Recipient CRD Number    None
Devery (Rusty) Cagle 2981159
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Metric Financial, LLC 33324
Street Address 1 Street Address 2
725 Ponce De Leon Ave NE
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30306
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
COLORADO
FLORIDA
GEORGIA
ILLINOIS
IOWA
KENTUCKY
MASSACHUSETTS
MISSOURI
NEVADA
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
PENNSYLVANIA
SOUTH CAROLINA
TENNESSEE
TEXAS

Recipient
Recipient CRD Number    None
Aaron Berg 5640255
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Metric Financial, LLC 33324
Street Address 1 Street Address 2
725 Ponce De Leon Ave NE
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30306
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
COLORADO
FLORIDA
GEORGIA
ILLINOIS
IOWA
KENTUCKY
MASSACHUSETTS
MISSOURI
NEVADA
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
PENNSYLVANIA
SOUTH CAROLINA
TENNESSEE
TEXAS

Recipient
Recipient CRD Number    None
Elias Gabriel Silverman 5000367
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ducera Securities LLC 269984
Street Address 1 Street Address 2
2121 Avenue of the Stars 29th Floor
City State/Province/Country ZIP/Postal Code
Los Angeles CALIFORNIA 90067
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
X Foreign/non-US
CALIFORNIA
CONNECTICUT
FLORIDA
MASSACHUSETTS
NEW YORK
TEXAS

Recipient
Recipient CRD Number    None
S. Craig Cognetti 5281594
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Grail Partners 163941
Street Address 1 Street Address 2
2 Embarcadero Center 8th Floor
City State/Province/Country ZIP/Postal Code
San Francisco CALIFORNIA 94111
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
DISTRICT OF COLUMBIA
ILLINOIS
MASSACHUSETTS
NEW YORK
PENNSYLVANIA
TEXAS

13. Offering and Sales Amounts

Total Offering Amount $30,000,000 USD
or    Indefinite
Total Amount Sold $11,020,000 USD
Total Remaining to be Sold $18,980,000 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
21

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $1,139,350 USD
X Estimate
Finders' Fees $20,000 USD
X Estimate

Clarification of Response (if Necessary):

The company understands this to be the approximate allocation of the amount paid to promoters in the offering.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$1,159,350 USD
X Estimate

Clarification of Response (if Necessary):

Reflects total amount allocated to promoters in the offering.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
Innventure, Inc. /s/ Gregory Haskell Gregory Haskell Chief Executive Officer 2024-10-15

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.