根据10月提交给证券交易所的文件 24, 2024
注册号码333-
美国
证券交易委员会
华盛顿特区20549
表格S-8
注册申请书
根据1933年证券法
Indivior PLC
（依凭章程所载的完整登记名称）
| 英格兰和威尔士 | 98-1204773 | |||||||
(依据所在地或其他管辖区) 的注册地或组织地点) | (国税局雇主识别号码) 识别号码) | |||||||
| 10710 Midlothian Turnpike 125室 北切斯特菲尔德，弗吉尼亚州 | 23235 | |||||||
| (总部办公地址) | （邮政编码） | |||||||
Indivior 2024长期激励计划
Indivior英国储蓄相关股票期权计划
Indivior 2024英国储蓄相关股票选择计划
Indivior Group 延期奖金计划
Indivior PLC美国员工股票购买计划
（计划的完整标题）
Jeff Burris
首席法律官
英特维尔股份有限公司
10710 Midlothian Turnpike, 125号套房
维吉尼亚州北切斯特菲尔德，邮政编码23255
(代理服务者的姓名和地址)
(804) 379-1090
(服务代理的电话号码，包括区号)
勾选此格以指示登记人是否为大型高速进行申报的申报人、高速进行申报的申报人、非高速进行申报的申报人、较小型报告公司或新兴成长公司。请参阅《交易所法令》第120亿2条中有关“大型高速进行申报人”、“高速进行申报人”、“较小型报告公司”和“新兴成长公司”的定义。
| 大型加速归档人 | ☐ | 加速归档人 | ☐ | ||||||||
| 非加速归档人 | ☒ | 小型报告公司 | ☐ | ||||||||
| 新兴成长型企业 | ☒ | ||||||||||
若为新兴成长型企业，应勾选此选项，若注册者选择不使用根据证券法第7(a)(2)(B)条款提供的任何新的或修订后的财务会计标准的扩展过渡期符合要求。 ☐
第I部分
第10(a)部分招股文件所需资讯
根据1933年修订后的《证券法》，本注册申报书按照《8号S表格的第I部分所要求的所有资讯须包含在第10(a)条的说明书中的要求，省略了该注册申报书中与第I部分相关的所有资讯，并根据《8号S表格的第I部分的注释依照1933年证券法第428条的规定省略。包含第I部分指定的资讯的文件将根据1933年证券法第428条(b)(1)条的要求交付给Indivior PLC的员工和参与本注册申报书涵盖的计划的Indivior PLC子公司的员工。这些文件以及根据本注册申报书第II部分项目3的要求引用的文件合起来，构成符合证券法第10(a)条要求的说明书。
第二部分
注册声明所需资讯
项目3。 参考书面的合并
以下列出的报告或文件已提交给美国证券交易委员会（“委员会”）由Indivior PLC（“登记者”）提交，除非后续提交的文件或报告取代为止，本报告概因参照。
(a)在2024年3月6日提交给委员会的截至2023年12月31日的年度20-F表的报告（“2023年年度报告”）；
(b)于2024年3月21日提交给委员会的6-k表格（关于聘任非执行董事的报告）;
(c)附录99.2至申报人于2024年4月25日向委员会提交的6-k表格。
(d)随附于2024年7月25日提交给委员会的6-k表格的99.2展品;
(e)于2024年10月24日向委员会提交的6-k表格中的99.2展品;
(f)根据委员会于2023年6月9日宣布生效的20-F表格中所载的申报人普通股描述，由文件2.2附件至2023年年度报告中所更新的申报人普通股描述，包括为更新、更改或修改该描述而提交的任何修正或报告。
所有文件根据1934年修订的证券交易法第13(a)、13(c)、14和15(d)条的规定，于本注册申报书之日期后并在提交本注册申报书之后的有效修正申报书之前提交，并指示所有已发行的证券已售出或注销所有尚未售出的证券的文件，应被视为被参照并纳入本注册申报书中，并自提交此类文件之日起成为其一部分。
根据6-k表格提交给委员会的报告，只有当该6-k表格中明确声明已纳入本登记文件中时，才被视为已纳入本登记声明中。
项目 4。 证券描述。
不适用。
第五项。具名专家及法律顾问的利益。
不适用
第六项。 董事和高级管理人员的赔偿。
根据英格兰法律，在下述条件下，任何旨在免除公司董事（在任何程度上）于与公司有关的任何过失、违约、职务违法或违信行为而将其附带的任何责任，均视为无效。
根据某些例外情况，英国法律不允许注册人对任何与其有关的董事因疏忽、违约、职务违反或违反信托所产生的任何责任进行赔偿。
例外情况允许登记人：（1）购买并保持董事和高级管理人员保险，保险其董事或“相关公司”的董事（即，登记人的子公司的公司）
对公司所属之任何董事存在的任何疏忽、违约、违反职责或违反trust所带来的任何责任；(2)提供一项合格的第三方保障条款，允许申报人赔偿其董事及关联公司的董事遭第三方提起诉讼时的费用（包括法律费用和任何不利判断的金额），但不包括(a)在刑事诉讼或公司或关联公司提起的民事诉讼中未能成功进行的辩护的法律费用，或者指定的部分特定救济措施的法律费用，有关法院拒绝授予救济，(b)刑事诉讼中课以的罚款，以及(c)监管机构课以的处罚；(3)向董事发放贷款，以支付其在民事和刑事诉讼中所支出的费用（即使是由公司本身提起的诉讼），或者支付在申请特定救济时所支出的费用，但要求贷款条款应在进行辩护或救济申请不成功的情况下予以偿还；及(4)提供一项合格的退休金计划保障条款，允许公司赔偿作为职业退休金计划受托人的一家公司的董事在其作为该计划受托人的活动中发生的责任（须遵守某些例外情况）。
Under the Registrant’s articles of association, subject to applicable legislation, including the provisions of the UK Companies Act 2006 (as set out above), the Registrant may do any or all of the following:
i.indemnify every director or former director of the Registrant or of any associated company against any liability; and
ii.purchase and maintain insurance against any liability for any director or former director of the Registrant or any associated company.
Under the Registrant’s articles of association, a director or former director of the Registrant or of any associated company will not be accountable to the Registrant or its shareholders for any benefit provided pursuant to the provision of any permitted indemnity or insurance, and any recipient of such a benefit will not be disqualified from being or becoming a director of the Registrant.
The Registrant has entered into a Deed of Indemnity with its directors. Pursuant to the Deed of Indemnity, the Registrant has agreed to indemnify each director in respect of all losses arising out of or in connection with any proceedings brought or threatened against the director in any jurisdiction for negligence, default, breach of duty, breach of trust or otherwise, or relating to any application for relief by the director (under sections 661(3) or 661(4) or section 1157 of the UK Companies Act 2006), in connection with the director’s acts or omissions while in the course of acting or purporting to act as a director of the Registrant or any of its subsidiaries or any other company in which the Registrant is legally or beneficially interested and in respect of which the director’s appointment as a director is related to the director’s appointment as a director of the Registrant or which otherwise arises by virtue of the director holding or having held such a position.
The Registrant maintains directors and officers insurance coverage, which, subject to policy terms and limitations, is expected to include coverage to reimburse the Registrant for amounts that it may be required or permitted by law to pay directors or officers of the Registrant.
Item 7. Exemption from Registration Claimed.
Not applicable.
Item 8. Exhibits
The exhibits listed on the exhibit index at the end of this Registration Statement are included in this Registration Statement.
| Exhibit No. | Description | |||||||
| 3.1 | ||||||||
| 4.1 | ||||||||
| 5.1* | Opinion of Freshfields Bruckhaus Deringer LLP, counsel to the Registrant, regarding the legality of the securities being offered hereby (including consent). | |||||||
| 23.1* | Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm for the Registrant. | |||||||
| 23.2* | Consent of Freshfields Bruckhaus Deringer LLP (included in Exhibit 5.1). | |||||||
| 24.1* | ||||||||
| 99.1* | ||||||||
| 99.2 | ||||||||
| 99.3* | ||||||||
| 99.4* | ||||||||
| 99.5* | ||||||||
| 107* | ||||||||
__________________
*Filed herewith
Item 9. Undertakings.
(a)The undersigned Registrant hereby undertakes:
(1)To file, during any period in which offers or sales are being made, a post-effective amendment to the Registration Statement:
(i)To include any prospectus required by Section 10(a)(3) of the Securities Act;
(ii)To reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20% change in the maximum aggregate offering price set forth in the “Calculation of of Filing Fee Tables" or "Calculation of Registration Fee” table, as applicable, in the effective Registration Statement; and
(iii)To include any material information with respect to the plan of distribution not previously disclosed in the Registration Statement or any material change to such information in the Registration Statement;
provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in reports filed with or furnished to the
Commission by the Registrant pursuant to Section 13 or Section 15(d) of the Exchange Act that are incorporated by reference in the Registration Statement.
(2)That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(3)To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
(b)The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in this Registration Statement shall be deemed to be a new registration statement relating to the securities offered herein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(c)Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.
SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of North Chesterfield, State of Virginia on the 2nd day of October, 2024.
| Indivior PLC | ||||||||
| By: | /s/ Ryan Preblick | |||||||
| Name: | Ryan Preblick | |||||||
| Title: | Chief Financial Officer | |||||||
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints each of Ryan Preblick and Jeff Burris as such person’s true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for such person and in such person’s name, place and stead, in any and all capacities, to sign any and all amendments to the Registration Statement, including post-effective amendments, and registration statements filed pursuant to Rule 462 under the Securities Act, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Commission, and does hereby grant unto each said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that each said attorney-in-fact and agent, or any substitute therefor, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities indicated on the 2nd day of October, 2024:
| Name | Title | ||||||||||
By: | /s/ Mark Crossley | Chief Executive Officer and Director | |||||||||
Mark Crossley | (Principal Executive Officer) | ||||||||||
By: | /s/ Ryan Preblick | Chief Financial Officer and Director | |||||||||
Ryan Preblick | (Principal Financial Officer) | ||||||||||
By: | /s/ Woodrow Anderson | Group Controller | |||||||||
Woodrow Anderson | (Principal Accounting Officer) | ||||||||||
By: | /s/ Graham Hetherington | Director | |||||||||
Graham Hetherington | |||||||||||
By: | /s/ Peter Bains | Director | |||||||||
Peter Bains | |||||||||||
By: | /s/ Keith Humphreys | Director | |||||||||
| Keith Humphreys | |||||||||||
By: | /s/ Joanna Le Couilliard | Director | |||||||||
Joanna Le Couilliard | |||||||||||
By: | /s/ Jerome Lande | Director | |||||||||
Jerome Lande | |||||||||||
By: | /s/ Barbara Ryan | Director | |||||||||
Barbara Ryan | |||||||||||
By: | /s/ Mark Stejbach | Director | |||||||||
Mark Stejbach | |||||||||||
By: | /s/ Juliet Thompson | Director | |||||||||
Juliet Thompson | |||||||||||
By: | /s/ David Wheadon | Director | |||||||||
David Wheadon | |||||||||||