本通知僅適用於並針對特定收件人,即:(A)如果在歐洲經濟區(EEA)的成員國家,是根據修訂後的《2017/1129號法規(招股說明書法規)》(Prospectus Regulation)第2(e)條規定進行資格認定的「合格投資者」(Qualified Investors);和(B)如果在英國,則是根據《2018年歐盟(退出)法案》(European Union (Withdrawal) Act 2018)形成英國國內法的《英國招股說明書法規》(Uk Prospectus Regulation)第2(e)條規定進行資格認定的「合格投資者」(Qualified Investors),且是:(i)在投資事務方面具有專業經驗,符合2000年《金融服務和市場法2000》(Financial Services and Markets Act 2000)第19(5)款「投資專業人士」定義的人員;或(ii)符合《金融服務和市場法2000》第49(2)(a)至(d)條規定的高淨值實體;或(C)其他人可能合法地被傳達或引起涉及Sunrise或其所屬集團任何證券銷售的投資活動的邀請或誘因的人員(上述(B)和(C)中的所有人員均爲相關人士)。未經(i)英國境內不是相關人士的人士和(ii)EEA成員國家內不是合格投資者的人士之處分,不得根據本通知採取行動或依賴本通知。本通知涉及的任何投資活動(i)僅適用於英國的相關人士,並且僅能與相關人士進行;和(ii)僅適用於EEA成員國家,並且僅能與合格投資者進行。
This communication is an advertisement for the purposes of the Prospectus Regulation (EU) 2017/1129 as it forms part of domestic law by virtue of the European Union (Withdrawal) Act 2018 (as amended) and underlying legislation. It is not a prospectus. A copy of any prospectus published by Sunrise will, if approved and published, be made available for inspection on the Liberty Global website at www.libertyglobal.com subject to certain access restrictions.
This communication constitutes advertising in accordance with article 68 of the Swiss Financial Services Act. Such advertisements are communications to investors aiming to draw their attention to financial instruments. Any investment decisions with respect to any securities should not be made based on this advertisement.
Forward-Looking Statements
This press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including statements regarding the spin-off of Liberty Global’s businesses attributed to Sunrise into a separate publicly traded company (the Transaction) and other information and statements that are not historical fact. These forward-looking statements are subject to certain risks and uncertainties, some of which are beyond Liberty Global’s and Sunrise’s control, that could cause actual results to differ materially from those expressed or implied by these statements. Such risks and uncertainties include Liberty Global’s ability to satisfy the conditions to the Transaction on the expected timeframe or at all, the trading and development of a trading market for Sunrise’s Class A shares on the SIX Swiss Exchange and for Sunrise’s Class A American depositary shares on the Nasdaq Global Select Market, the Liberty Global Board of Directors’ discretion to decide not to complete the Transaction for any reason, Liberty Global’s ability to realize the expected benefits from the Transaction, unanticipated difficulties or costs in connection with the Transaction, Sunrise’s ability to successfully operate as an independent public company and maintain its relationships with material counterparties after the Transaction and other factors detailed from time to time in Liberty Global’s or Sunrise’s filings with the Securities and Exchange Commission, including Liberty Global’s most recently filed annual report on Form 10-K, as it may be supplemented from time to time by Liberty Global’s quarterly reports and other subsequent filings.
These forward-looking statements speak only as of the date hereof. Liberty Global and Sunrise expressly disclaim any obligation or undertaking to disseminate any updates or revisions to any forward-looking statement contained herein to reflect any change in Liberty Global’s or Sunrise’s expectations with regard thereto or any change in events, conditions or circumstances on which any such statement is based. You are cautioned not to place undue reliance on any forward-looking statement.