FALSE000077686700007768672024-11-062024-11-06

美国
证券交易委员会
华盛顿特区 20549
表单 8-K

当前报告
根据1934年证券交易所法案第13或15(d)条的规定

2024年11月6日
报告日期(报告的最早事件日期)

白山保险集团有限公司
(注册人名称如章程中所列)
百慕大
(州或其他管辖区的
 公司或组织)
1-8993
(委员会档案编号)
94-2708455
(美国国税局雇主识别号)

南主街23号,3B套件, 汉诺威, 新罕布什尔州 03755
(主要执行办公室地址)

(603) 640-2200
(注册人电话号码,包括区号)

如果8-K表格的提交意图同时满足注册人根据以下任何条款的提交义务,请在下面勾选适当的框。

根据证券法第425条(17 CFR 230.425)所述的书面通信

在交易法规第14d-2(b)条(17 CFR 240.14d-2(b))规定的预先开始通信

根据《交易所法》(17 CFR 240.14d-2(b))第14d-2(b)条的规定,开工前的通信

根据交易所法(17 CFR 240.13e-4(c))第13e-4(c)条款,进行的预先通信。

根据法案第12(b)条注册的证券:
每个班级的标题交易标的注册的每个交易所的名称
普通股,面值每股1.00美元WTM纽约证券交易所
WTm.BH百慕大交易所

请用勾选标记指示注册人是否属于在1933年证券法第405条(本章第230.405条)或1934年证券交易法第120亿.2条(本章第2401.2亿.2条)中定义的新兴成长公司。 新兴成长公司
如果是新兴成长公司,请通过勾选标记注册人是否选择不使用根据《交易所法》第13(a)节提供的任何新的或修订的财务会计准则的扩展过渡期。 o



ITEm 2.02. 运营和财务控件结果。

2024年11月6日,白山保险集团有限公司发布了一份新闻稿,宣布截至2024年9月30日的三个月和九个月的业绩。随附的新闻稿作为本8-k表格的附录99.1附上。
新闻稿中包含的某些信息构成了非GAAP财务指标(如证券交易委员会的G条款所定义)。具体而言,有13个非GAAP财务指标:(i)每股调整账面价值,(ii)用于调整账面价值的BAm盈余票据的价值,(iii)Kudu的EBITDA,(iv)Kudu的调整EBITDA,(v)Kudu的年化调整EBITDA,(vi)Kudu的年化营业收入,(vii)Kudu的现金收益率,(viii)Bamboo的MGA税前收入(损失),(ix)Bamboo的MGA净利润(损失),(x)Bamboo的MGA EBITDA,(xi)Bamboo的MGA调整EBITDA,(xii)不包括MediaAlpha的总合并投资组合回报和(xiii)不包括MediaAlpha的总股权投资组合回报。这些非GAAP财务指标已与其最可比的GAAP财务指标进行了调节。
调整后的每股账面价值是一个非公认会计原则(GAAP)财务指标,其来源于调整(i)GAAP每股账面价值的分子和(ii)普通流通股的分母,如下所述。GAAP每股账面价值的分子经过调整(i)在2024年7月1日之前的期间,考虑到因BAm盈余票据的本金和利息现金支付的模型时间而产生的时间价值折扣,和(ii)在所有期间,加入HG Global的未赚取保费准备金,扣除递延的收购成本。在GAAP下,对于2024年7月1日之前的期间,BAm盈余票据和应计利息应收款被分类为名义价值的内部公司票据,没有考虑时间价值,并在合并时抵消。基于一个债务服务模型,该模型预测BAm的运营结果,直到BAm盈余票据到期,BAm盈余票据的现值,包括应计利息,使用8%的折扣率,估计在2024年6月30日、2023年12月31日和2023年9月30日的名义GAAP账面价值分别少8700万、9100万和9300万。对于2024年7月1日之后的期间,White Mountains根据GAAP以公允价值计量BAm盈余票据,不再单独进行时间价值的调整。截至2024年9月30日、2024年6月30日、2023年12月31日和2023年9月30日,HG Global的未赚取保费准备金,扣除递延的收购成本,的价值分别为20400万、19900万、19500万和18700万。White Mountains认为这些调整对管理层和投资者分析HG Global的内在价值,包括BAm盈余票据的价值和HG Re(HG Global的再保险子公司)现有业务的价值,是有用的。调整后的每股账面价值的计算中的分母等于流通的普通股数量,调整后排除了未赚取的限制普通股,其补偿成本在计算日期尚未摊销。限制普通股在其归属期内按直线法获得。GAAP每股账面价值到调整后每股账面价值的对账见于本8-K表格的第8页,附件99.1。
BAm盈余票据的价值用于调整账面价值的目的,是一种非公认会计原则(非GAAP)财务指标,对于2024年7月1日之前的期间,通过调整名义GAAP账面价值中的时间价值折现来得出,该折现包含在调整后每股账面价值的计算中,而这一期间BAm的去整合尚未发生。名义GAAP账面价值与用于调整账面价值目的的BAm盈余票据的价值之间的对账如下。所披露的金额不包含非控股权益。怀特山认为这一非GAAP财务指标对于管理层和投资者分析BAm盈余票据在去整合前后对怀特山的影响是有用的。
百万
2024年6月30日
2024年7月1日
2024年9月30日
名义GAAP账面价值 (1)
$501.9 $501.9 $509.8 
   减去GAAP公允价值折扣
 (114.5)(98.7)
GAAP账面价值
501.9 387.4 411.1 
   截至2024年6月30日的时间价值折扣 (2) (3)
(87.4)  
调整后的BAm盈余票据的价值
书面价值用途 (2)
$414.5 $387.4 $411.1 
(1) BAm盈余票据的名义账面价值包括应收本金和累积应收利息。
(2) 在2024年7月1日之后的期间,白山按照公认会计原则以公允价值计量BAm盈余票据,不再为调整账面价值目的单独进行时间价值调整。
(3) See adjusted book value per share non-GAAP measure on page 22 of Exhibit 99.1 to this Form 8-K.


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Kudu’s EBITDA, adjusted EBITDA, annualized adjusted EBITDA, annualized revenue and cash revenue yield are non-GAAP financial measures. EBITDA is a non-GAAP financial measure that adds back interest expense on debt, income tax (expense) benefit, depreciation and amortization of other intangible assets to GAAP net income (loss). Adjusted EBITDA is a non-GAAP financial measure that excludes certain other items in GAAP net income (loss) in addition to those added back to calculate EBITDA. The items relate to (i) net realized and unrealized investment gains (losses) on Kudu’s revenue and earnings participation contracts, (ii) non-cash equity-based compensation expense and (iii) transaction expenses. A description of each item follows:
Net realized and unrealized investment gains (losses) - Represents net unrealized investment gains and losses recorded on Kudu’s revenue and earnings participation contracts, which are recorded at fair value under GAAP, and realized investment gains and losses from participation contracts sold during the period.
Non-cash equity-based compensation expense - Represents non-cash expenses related to Kudu’s management compensation that are settled with equity units in Kudu.
Transaction expenses - Represents costs directly related to Kudu’s mergers and acquisitions activity, such as external lawyer, banker, consulting and placement agent fees, which are not capitalized and are expensed under GAAP.
Annualized adjusted EBITDA is a non-GAAP financial measure that (i) annualizes partial year revenues related to Kudu’s revenue and earnings participation contracts acquired during the previous 12-month period and (ii) removes partial year revenues related to revenue and earnings participation contracts sold during the previous 12-month period. Annualized revenue is a non-GAAP financial measure that adds the adjustments for annualized adjusted EBITDA to GAAP net investment income. Cash revenue yield is a non-GAAP financial measure that is derived using annualized revenue as a percentage of total net capital drawn and invested. White Mountains believes that these non-GAAP financial measures are useful to management and investors in evaluating Kudu’s performance. White Mountains also believes that annualized adjusted EBITDA is useful to management and investors in understanding the full earnings profile of Kudu’s business as of the end of any 12-month period. See page 19 of Exhibit 99.1 to this Form 8-K for the reconciliation of Kudu’s GAAP net income (loss) to EBITDA, adjusted EBITDA and annualized adjusted EBITDA, and the reconciliation of Kudu’s GAAP net investment income to annualized revenue.

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Bamboo’s MGA pre-tax income (loss), MGA net income (loss), MGA EBITDA and MGA adjusted EBITDA are non-GAAP financial measures. MGA pre-tax income (loss) and MGA net income (loss) are non-GAAP financial measures that exclude the results of the Bamboo Captive, which is consolidated under GAAP, from Bamboo’s consolidated GAAP pre-tax income (loss) and net income (loss). The following table presents the reconciliation from Bamboo’s consolidated GAAP pre-tax income (loss) to MGA pre-tax income (loss):
MillionsThree Months Ended September 30, 2024Nine Months Ended
September 30, 2024
Bamboo’s consolidated GAAP pre-tax income (loss)$15.5 $22.8 
Remove pre-tax (income) loss, Bamboo Captive(1.9)(1.9)
MGA pre-tax income (loss)$13.6 $20.9 

MGA EBITDA is a non-GAAP financial measure that adds back interest expense on debt, income tax (expense) benefit, depreciation and amortization of other intangible assets to MGA net income (loss). MGA adjusted EBITDA is a non-GAAP financial measure that excludes certain other items in GAAP net income (loss) in addition to those added back to calculate MGA EBITDA. The items relate to (i) non-cash equity-based compensation expense, (ii) software implementation expenses and (iii) restructuring expenses. A description of each item follows:
Non-cash equity-based compensation expense - Represents non-cash expenses related to Bamboo’s management compensation that are settled with equity units in Bamboo.
Software implementation expenses - Represents costs directly related to Bamboo’s implementation of new software.
Restructuring expenses - Represents costs directly related to Bamboo’s corporate restructuring and capital planning activities associated with the development of new markets.
White Mountains believes that these non-GAAP financial measures are useful to management and investors in evaluating Bamboo’s performance. See page 21 of Exhibit 99.1 to this Form 8-K for the reconciliation of Bamboo’s consolidated GAAP net income (loss) to MGA net income (loss), MGA EBITDA and MGA adjusted EBITDA.
Total consolidated portfolio return excluding MediaAlpha and total equity portfolio return excluding MediaAlpha are non-GAAP financial measures that remove the net investment income and net realized and unrealized investment gains (losses) from White Mountains’s investment in MediaAlpha. White Mountains believes these measures to be useful to management and investors by showing the underlying performance of White Mountains’s investment portfolio and equity portfolio without regard to White Mountains’s investment in MediaAlpha. The following tables present reconciliations from GAAP to the reported percentages:
Three Months Ended September 30,Nine Months Ended September 30,
2024202320242023
Total consolidated portfolio return
4.6 %(0.2)%9.4 %5.3 %
Remove MediaAlpha
(1.3)%0.8 %(2.5)%1.0 %
   Total consolidated portfolio return excluding MediaAlpha
3.3 %0.6 %6.9 %6.3 %

Three Months Ended September 30, 2024
Total equity portfolio return
6.5 %
Remove MediaAlpha
(2.7)%
   Total equity portfolio return excluding MediaAlpha
3.8 %




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ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits

99.1 Press Release of White Mountains Insurance Group, Ltd. dated November 6, 2024, furnished herewith.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


WHITE MOUNTAINS INSURANCE GROUP, LTD.
November 6, 2024By:
/s/   MICHAELA J. HILDRETH    
       Michaela J. Hildreth
      Managing Director and
       Chief Accounting Officer

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