EX-4.2 3 a20240930ex42.htm EX-4.2 文件

此處所代表的證券未根據1933年修正的證券法(「證券法」)進行註冊,這些證券在任何情況下均不得出售、轉讓或以其他方式處置,除非對這些證券的有效登記文件根據證券法和任何其他適用證券法要求的申報文件或公司認爲無需根據證券法或適用證券法進行登記的意見得到滿意。

[B類優先股證書形式]
證書號【 】                         股份數【 】

CUSIP:【 】
ISIN: 【 】

ONITY集團股份有限公司
B類永續優先股
(每股面值$0.01)
(每股清償優先權$25.00)

ONITY GROUP INC.,一家佛羅里達州的公司(以下簡稱“公司”),特此證明[ ](以下簡稱“持有人”)是本公司指定的Series b Perpetual Preferred Stock的[ ]完全支付且不可評估的股份的持有人,每股面值$0.01,清算優先權爲每股$25(以下簡稱“Series B優先股”). The shares of Series b Preferred Stock are transferable on the books and records of the Company maintained the registrar and transfer agent for the Series b Preferred Stock (the “註冊代理人”), which shall initially be Computershare Trust Company N.A., in person or by a duly authorized attorney, upon surrender of this certificate duly endorsed and in proper form for transfer. The designations, rights, privileges, restrictions, preferences and other terms and provisions of the Series b Preferred Stock represented hereby are, and shall in all respects be subject to the provisions of the Amended and Restated Articles of Incorporation of the Company, as amended by the Articles of Amendment to the Amended and Restated Articles of Incorporation of the Company, Article of Designation, Preferences, and Rights of Series b Perpetual Preferred Stock, filed with the Secretary of State of the State of Florida on November 1, 2024 (as the same may be further amended from time to time, the “Articles of Designation”). Capitalized terms used herein but not defined shall have the meaning given them in the Articles of Designation. The designations, rights, privileges, restrictions, preferences and other terms and provisions of the Series b Preferred Stock as set forth in the Articles of Designation shall for all purposes have the same effect as if set forth in this certificate. The Company will provide a copy of the Articles of Designation to a Holder without charge upon written request to the Company at its principal place of business.

Upon receipt of this executed certificate, the Holder is bound by the Articles of Designation and is entitled to the benefits thereunder.

Unless the Registrar has properly countersigned this share certificate representing the shares of Series b Preferred Stock, such shares of Series b Preferred Stock shall not be entitled to any benefit under the Articles of Designation or be valid or obligatory for any purpose.




IN WITNESS WHEREOF, this certificate has been executed on behalf of the Company by the undersigned officer of the Company this [●] day of [●], 2024

ONITY集團公司。

By: ____________________________
姓名:
頭銜:



註冊處蓋章

這些是稱爲上述指定章程的B系列優先股份。

日期: 2024年6月4日 ,_____

Computershare 銀行的信託公司,作爲註冊處

簽名:__________________________
姓名:
標題:






轉讓

基於所收取的對價,簽署人將此處證明的B系列優先股份轉讓給:

____________________________________________________
(填寫受讓人姓名)

____________________________________________________
(插入受讓人的地址和郵政編碼)

___________________________________________________
(填寫受讓人社會安全號碼或納稅人識別號,如果有的話)

並且無法撤銷地指定:______________________________________________________,
作爲代理人,在系列b優先股的註冊處或轉讓代理人名冊上轉移所證明的股份。代理人可以指定其他人代其行事。

日期:

簽名:__________________________________________________________
(請按此證書正面上顯示的姓名準確簽名)

簽名擔保:_________________________________________________

(簽名必須由符合系列b優先股的註冊處或轉讓代理人要求的「合格擔保機構」擔保,這些要求包括註冊或參加證券轉移代理勳章計劃(“蓋章根據1934年修訂的證券交易法案,除了或替代STAMP外,登記處或過戶代理可能確定的其他「簽名擔保計劃」也需要提供「簽名擔保」)1



1 如果過戶代理不需要額外的保證或賠償,或如果需要,持有人提供這些保證和/或賠償,簽名擔保要求將被免除。