pursuant to Rule 477 under the Securities Act, and the Effectiveness Deadline shall automatically be deemed to have elapsed with respect to such Registration Statement at such time as the Staff or the Commission has made a final and non-appealable determination that the Commission will not permit such Registration Statement to be so utilized (unless prior to such time the Company has received assurances from the Staff or the Commission that a New Registration Statement filed by the Company with the Commission promptly thereafter may be so utilized). In the event of any reduction in Registrable Securities pursuant to this paragraph, the Company shall use its commercially reasonable efforts to file one or more New Registration Statements with the Commission in accordance with Section 2(c) until such time as all Registrable Securities have been included in Registration Statements that have been declared effective and the Prospectuses contained therein are available for use by the Investor.
(a)
Any Registrable Security shall cease to be a “Registrable Security” at the earliest of the following: (i) when a Registration Statement covering such Registrable Security becomes or has been declared effective by the Commission and such Registrable Security has been sold or disposed of pursuant to such effective Registration Statement; (ii) when such Registrable Security is held by the Company or one of its Subsidiaries; and (iii) the date that is the later of (A) the first (1之后的当天) anniversary of the date of termination of the Purchase Agreement in accordance with Article VIII of the Purchase Agreement and (B) the first (1st) anniversary of the date of the last sale of any Registrable Securities to the Investor pursuant to the Purchase Agreement.
The Company shall promptly prepare and file with the Commission the Initial Registration Statement pursuant to Section 2(a) hereof and one or more New Registration Statements pursuant to Section 2(c) hereof with respect to the Registrable Securities, but in no event later than the applicable Filing Deadline therefor, and the Company use its commercially reasonable efforts to cause each such Registration Statement to become effective as soon as practicable after such filing, but in no event later than the applicable Effectiveness Deadline therefor. Subject to Allowable Grace Periods, the Company shall keep each Registration Statement effective (and the Prospectus contained therein available for use) pursuant to Rule 415 for resales by the Investor on a continuous basis at then-prevailing market prices (and not fixed prices) at all times until the earlier of (i) the date on which the Investor shall have sold all of the Registrable Securities covered by such Registration Statement and (ii) the date of termination of the Purchase Agreement if as of such termination date the Investor holds no Registrable Securities (or, if applicable, the date on which such securities cease to be Registrable Securities after the date of termination of the Purchase Agreement) (the “Registration Period”). Notwithstanding anything to the contrary contained in this Agreement (but subject to the provisions of Section 3(q) hereof), the Company shall ensure that, when filed and at all times while effective, each Registration Statement (including, without limitation, all amendments and supplements thereto) and the Prospectus (including, without limitation, all amendments and supplements thereto) used in connection with such Registration Statement shall not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein, or necessary to make the statements therein (in the case of Prospectuses, in the light of the circumstances in which they were made) not
在不限制公司根据购置协议的任何义务的情况下,公司应合理努力 (i) 使每个登记声明所涵盖的所有注册证券在交易市场上市,或 (ii) 确保在另一个合格市场上对每个登记声明所涵盖的所有注册证券进行指定和报价。此外,公司应合理配合投资者及其提议通过其销售注册证券的任何券商,向金融行业监管局(FINRA)提交备案。FINRA根据投资者要求,根据FINRA规则5110,向金融行业监管机构协会提交文件。公司应支付与履行本第3(i)款规定义务有关的所有费用和开支。
在这里注册证券被提供的情况下(“蓝天备案或未予披露或涉嫌未予披露的必须披露的重大事实,或(ii)在任何《招股说明书》(经修订或补充)或任何《招股说明书》补充资料中的有关任何重大事实的非真实陈述或涉嫌非真实陈述,或有关在发布这些陈述时情况下必须披露的未披露的重大事实,使得这些陈述在当时情况下不会产生误导(在前述第(i)和(ii)款中所指的事项,统称为“军工股”)。除非根据第6(e)条款,公司应及时补偿投资方小组即这些费用发生且应付时对他们发生的与调查或捍卫此类索赔相关的任何法律费用或其他合理费用。尽管本协议中含有适用于本条款6(a)的赔偿协议,但:(i)不适用于投资方小组因违约而产生的索赔,并且该违约是基于并依照投资方小组向公司书面提供的供公司纳入该类投资方小组明确用于与准备该等注册声明、招股说明书或招股说明书补充资料或该等修改版本或补充版本相关联的书面资料(特此承认和同意,书面资料如所述Violations 附件 C attached hereto is the only written information furnished to the Company by or on behalf of the Investor expressly for use in any Registration Statement, Prospectus or Prospectus Supplement); (ii) shall not be available to the Investor to the extent such Claim is based on a failure of the Investor to deliver or to cause to be delivered the Prospectus (as amended or supplemented) made available by the Company (to the extent applicable), including, without limitation, a corrected Prospectus, if such Prospectus (as amended or supplemented) or corrected Prospectus was timely made available by the Company pursuant to Section 3(d) and then only if, and to the extent that, following the receipt of the corrected Prospectus no grounds for such Claim would have existed; and (iii) shall not apply to amounts paid in settlement of any Claim if such settlement is effected without the prior written consent of the Company, which consent shall not be unreasonably withheld or delayed. Such indemnity shall remain in full force and effect regardless of any investigation made by or on behalf of the Investor Party and shall survive the transfer of any of the Registrable Securities by the Investor pursuant to Section 9.