false 0001820175 0001820175 2024-11-15 2024-11-15 0001820175 OCAXW:每个单位包括价值0.0001美元每股的普通股一股和半个可赎回权证 2024-11-15 2024-11-15 0001820175 OCAXW:价值0.0001美元每股的普通股作为单位的一部分 2024-11-15 2024-11-15 0001820175 OCAXW:可赎回权证作为单位的一部分,每整个权证可按11.50美元的行权价行使一股普通股 2024-11-15 2024-11-15 iso4217:美元指数 xbrli:股份 iso4217:美元指数 xbrli:股份

 

 

美国
证券及交易委员会

华盛顿特区 20549

 

表格 8-K

 

目前的报告

根据1934年证券交易法的第13或第15(d)条款

 

报告日期(最早报告事件日期):2024年11月15日

 

OCA收购公司

(根据其宪章规定的准确名称)

 

特拉华州   001-39901   85-2218652
(设立或注册地区
的合并)
  (设立或其它管辖地的州)   (IRS雇主
 

 

, 33楼

纽约, 纽约

  10105
(主要行政办公室地址)   (邮政编码)

 

(212) 201-8533

(注册人的电话号码,包括区号)

 

Not Applicable

(自上次报告以来名称或地址发生变更,填写旧名称或地址)

 

如本8-K表格的提交同时满足申报人的以下任何规定的提交要求,请在下面选中适当的选项:

 

根据1933年证券法规则425规定的书面通信(17 CFR 230.425)

 

根据《交易所法》第14a-12号规定而进行的招股材料征集

 

根据交易所法案第14d-2(b)条规定的开始前通信(17 CFR 240.14d-2(b))

 

根据交易所法案第13e-4(c)条规定的开始前通信(17 CFR 240.13e-4(c))

 

根据法案第12(b)项注册的证券:

 

每个类别的标题   交易标的   在其上注册的交易所的名称
每个单位包括一股A类普通股,每股面值为0.0001美元,并且半张可赎回权证书   OCAXU   场外交易
A类普通股票,每股面值为0.0001美元,包括在基金中   OCAX   场外交易
可赎回权证包括在基金中,每个完整的权证可行使购买一股A类普通股票,行使价格为11.50美元   OCAXW   场外交易

 

请用勾选标记指示注册机构是否符合1933年证券法规则405或1934年证券交易法规则120.2的新兴增长企业定义。

 

新兴成长公司

 

如果是新兴成长性企业,请勾选是否选择使用延长的过渡期以符合任何新的或修订的财务会计准则,根据《交易法》第13(a)节的规定。

 

 

 

 

 

 

第5.02项。董事会成员或特定高管离任;董事会成员选举;特定高管任命;特定高管补偿协议。

2024年11月21日,Alec Ellison通知OCA收购公司(“Corp”)他决定辞去董事职务。OCA生效日期为2024年11月21日。Ellison先生的辞职决定并非因与OCA发生争执或不同意见,也与OCA的运营、政策或做法无关。董事会董事会(“董事会”)

项目8.01 其他事件。

 

在2024年11月15日,Powermers智能工业公司(“PSI”) 向OCA发送了一封信,声称终止2023年12月21日签署的合并协议和计划(“并购协议”),其中包括(i) OCA,(ii) POWR Merger Sub, LLC和(iii) PSI,指出根据合并协议中的第10.01(c)条,生效时间(如合并协议中所定义)在2024年10月31日前没有发生。 然而,合并协议规定,任何违反合并协议条款重大违约的方(如合并协议中所定义)如果导致或导致合并未能在该时间完成,则不得终止合并协议。在OCA看来,PSI严重违反了其在合并协议下的契约,导致合并未能在2024年10月31日前完成,因此该声称的终止无效。

 

业务组合的其他信息和查找方法

 

就OCA与PSI之间拟议的合并交易,PSI已向证券交易委员会(“交易所”)提交了文件,其中包括OCA的初步代理声明和PSI的初步招股说明书,涉及与交易所进行的业务组合有关的PSI的证券即将发行的事项。注册声明生效后,OCA将向其股东寄发一份有关业务组合的最终代理声明以及其他相关文件。注册声明包括其中包含的代理声明/招股说明书在交易所宣布生效后,将包含有关业务组合以及将要在举行的OCA股东大会上对其进行表决的其他事项的重要信息以批准业务组合(及相关事项)。本8-k表格的当前报告(本“业务合并”,一个非经常性形式,表示与业务组合有关的代理声明的信息。要求更新证券与交易所的关键任仓,回应市值比价预测资本化法规,和保险保障的规则。美国证券交易委员会("SEC")与业务合并有关,Slam和Topco依据表S-4提交了一份注册声明(“注册声明报告“)”不能替代注册声明书、最终代理声明/最终招股说明书或OCA将向股东发送的关于业务合并的任何其他文件。本报告不包含所有应考虑的关于业务合并和其他事项的信息,并不意图为任何投资决定或其他有关此类事项的决定提供依据。OCA和PSI也可能向证监会提交关于业务合并的其他文件。建议OCA的投资者和安全持有人在可获得时阅读有关OCA特别股东大会审议批准业务合并(及相关事项)的代理声明/招股说明书和有关业务合并的其他文件,因为这些材料将包含有关OCA、PSI和业务合并的重要信息。

 

在可获取时,有关业务组合的明确委托书和其他相关材料将被发送到成为业务组合投票日期的记录日的OCA股东。使用由SEC维护的网站www.sec.gov,或通过电话(212)201-8533或邮寄的方式,OCA购买公司1345大街第六大道的33楼,股权会议的明确委托书/招股说明书,股份和与业务组合有关的其他文件。由于这些材料将包含与OCA、PSI和业务组合有关的重要文件,因此建议OCA的投资者和证券持有人在投票时阅读与OCA进行委托书招募的有关委托书/招股说明书,以及与业务组合进行委托书招募有关的其他文件。

 

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Participants in the Solicitation of Proxies

 

OCA, PSI and their respective directors and officers may be deemed participants in the solicitation of proxies of stockholders of OCA in connection with the Business Combination. OCA’s security holders and other interested persons may obtain, without charge, more detailed information regarding the directors and officers of OCA. A description of their interests in OCA is contained in OCA’s final prospectus related to its initial public offering, dated January 19, 2021, and in OCA’s subsequent filings with the SEC. Information regarding the persons who may, under SEC rules, be deemed participants in the solicitation of proxies of OCA’s security holders in connection with the Business Combination and other matters to be voted upon at the special meetings of stockholders of OCA is set forth in the Registration Statement. Additional information regarding the interests of participants in the solicitation of proxies in connection with the Business Combination is included in the Registration Statement that PSI has filed with the SEC. You may obtain free copies of these documents as described in the preceding paragraph.

 

INVESTMENT IN ANY SECURITIES DESCRIBED HEREIN HAS NOT BEEN APPROVED OR DISAPPROVED BY THE SEC OR ANY OTHER REGULATORY AUTHORITY NOR HAS ANY AUTHORITY PASSED UPON OR ENDORSED THE MERITS OF THE OFFERING OR THE ACCURACY OR ADEQUACY OF THE INFORMATION CONTAINED HEREIN. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE.

 

No Offer or Solicitation

 

This Report relates to a proposed business combination between OCA and PSI. This Report does not constitute an offer to sell or exchange, or the solicitation of an offer to buy or exchange, any securities, nor shall there be any sale of securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such jurisdiction. This Report does not constitute a solicitation of a proxy, consent or authorization with respect to any securities or in respect of the proposed transaction.

 

Forward-Looking Statements

 

Certain statements contained in this Report that are not historical facts are forward-looking statements. Forward-looking statements are often accompanied by words such as “believe,” “may”, “will”, “estimate”, “continue”, “expect”, “intend”, “should”, “plan”, “forecast”, “potential”, “seek”, “future”, “look ahead”, “target”, “design”, “develop”, “aim” and similar expressions to predict or indicate future events or trends, although not all forward-looking statements contain these words. Forward-looking statements generally relate to future events or OCA’s or PSI’s future financial or operating performance, including possible or assumed future results of operations, business strategies, debt levels, competitive position, industry environment, potential growth opportunities, the effects of regulation, the satisfaction of closing conditions to the Business Combination and related transactions, the level of redemptions by OCA’s public stockholders and the timing of the completion of the Business Combination, including the anticipated closing date of the Business Combination and the use of the cash proceeds therefrom. For example, statements regarding anticipated growth in the industry in which PSI operates and anticipated growth in demand for PSI’s products, projections of PSI’s future financial results, including future possible growth opportunities for PSI and other metrics are forward-looking statements. These forward-looking statements also include, but are not limited to, statements regarding the use of PSI’s technology in pursuit of a carbon neutral future, the development and utilization of the PSI’s technologies in various sectors, licensing and other transactions with manufacturing partners and other third parties, estimates and forecasts of other financial and performance indicators and predictions of market opportunities. These statements are based on various assumptions (whether or not identified in this Report) and the current expectations of OCA and PSI management, and are not predictions of actual performance. These forward-looking statements are provided for illustrative purposes only and are not intended to serve as and must not be relied on by any investor as a guarantee, an assurance, a prediction or a definitive statement of fact or probability. Actual events and situations are difficult or impossible to predict and may differ from assumptions. Many actual events and situations are beyond the control of OCA and PSI. 

 

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These forward-looking statements are subject to a variety of risks, uncertainties and other factors, including (i) the occurrence of any event, change or other circumstances that could give rise to the termination of negotiations and any subsequent definitive agreements with respect to the Business Combination; (ii) the outcome of any legal proceedings that may be instituted against OCA, PSI or others following this announcement and any definitive agreements with respect thereto; (iii) the inability to complete the Business Combination due to the failure to obtain approval of the stockholders of OCA and of PSI, to obtain financing to complete the Business Combination, or to satisfy other conditions to closing; (iv) changes to the proposed structure of the Business Combination that may be required or appropriate as a result of applicable laws or regulations or as a condition to obtaining regulatory approval of the Business Combination; (v) the ability to meet stock exchange listing standards in connection with, or following the consummation of, the Business Combination; (vi) the risk that the announcement and consummation of the Business Combination disrupts current plans and operations of PSI; (vii) the ability to recognize the anticipated benefits of the Business Combination, which may be affected by, among other things, competition, the ability of the combined company to grow and manage growth profitably, maintain key relationships and retain its management and key employees: (viii) costs related to the Business Combination; (ix) changes in applicable laws or regulations; (x) the inability to develop or monetize PSI’s technologies in a timely or successful manner; (xi) PSI’s ability to enter into licensing, manufacturing and other agreements with third parties on satisfactory terms; (xii) the changes in domestic and foreign business, market, financial, political and legal conditions; (xiii) risks related to domestic and international political and macroeconomic uncertainty, including the conflicts between Russia and Ukraine and Israel and Hamas; (xiv) the amount of redemption requests made by OCA’s public stockholders; (xv) risks related to the launch of the PSI business and the timing of expected business milestones; (xvi) the impact of competition on PSI future business; (xvii) regulatory, economic and market risks related to the conduct of PSI's business in China; and (xviii) other risks and uncertainties set forth in the section entitled “Risk Factors” and “Cautionary Note Regarding Forward-Looking Statements” in OCA’s final prospectus relating to its initial public offering, dated January 19, 2021, OCA’s Annual Report on Form 10-K for the year ended December 31, 2023 and subsequent Quarterly Reports on Form 10-Q, in each case, under the heading “Risk Factors,” and other documents to be filed by OCA and PSI with the SEC, including the proxy statement/prospectus. There may be additional risks that neither OCA nor PSI presently know or that OCA and PSI currently believe are immaterial that could also cause actual results to differ from those contained in the forward-looking statements. If any of these risks become a reality, or if our assumptions prove to be incorrect, the actual results may differ materially from the results implied by these forward-looking statements. In addition, forward-looking statements reflect the expectations, plans, or forecasts of future events and opinions of OCA or PSI, as applicable, on the date of this Report. You should not place undue reliance on forward-looking statements, which speak only as of the date they are made. OCA and PSI expect that subsequent events and developments will cause the assessments of OCA and PSI to change. Neither OCA nor PSI undertakes any duty to update or revise these forward-looking statements or to inform the viewer of any matters of which any of them becomes aware of which may affect any matter referred to in this Report. If OCA and PSI do update one or more forward looking statements, no inference should be drawn that OCA and PSI will make additional updates thereto or with respect to other forward-looking statements. These forward-looking statements should not be relied upon as representing OCA’s and PSI’s assessments as of any date subsequent to the date of this filing. You should consult with their professional advisors to make their own determinations and should not rely on the forward-looking statements in this Report.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: November 21, 2024

 

  OCA ACQUISITION CORP.
   
  By: /s/ Jeffrey Glat
  Name:  Jeffrey Glat
  Title: Chief Financial Officer

 

 

 

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