SEC FORM 4

SEC Form 4

表格4

美國證券交易所(SEC)
華盛頓特區 20549

有關受益所有權的變動聲明

根據1934年證券交易法第16(a)條或1940年投資公司法第30(h)條申報
或1940年投資公司法第30（h）條款

OMB批准號

OMB號碼：3235-0287			3235-0287
如果不再受第16條的限制，請勾選此框。表格4或表格5的義務可能仍然存在。
0.5小時			0.5

請參見指令1(b)。查看 1. 報告人的姓名和地址

勾選該框表示交易是根據購買或銷售發行方權益證券的合同，指示或書面計劃進行的，旨在滿足10b5-1(c)規則的肯定防禦條件。參見指令10。

1。舉報人的姓名和地址^*

KKR 集團合作伙伴關係有限責任公司

（最後）

（第一）

（中間）

哈德遜碼頭 30 號

（街道）

紐約

紐約州

10001

（城市）

（州）

（Zip）

2。發行人姓名和股票代碼或交易代碼
OneStream, Inc. [ 操作系統 ]

5。申報人與發行人的關係
（選中所有適用項）

董事	X	10% 所有者
警官（請在下面給出標題）		其他（請在下方註明）

3。最早交易日期（月/日/年）
11/26/2024

4。如果是修正案，則爲原始提交日期（月/日/年）

6。個人或聯合/團體申報（請查看適用欄目）

	一位舉報人提交的表格
X	由多個申報人提交的表格

表格I-已獲取、已處置或有利益佔有的非衍生證券
1. 證券名稱（說明書第3條）	2. 交易日期（月/日/年）	2A. 如有，則被視爲執行日期（月/日/年）	3. 交易代碼（說明書第8條）		4. 已獲取的證券（A）或已處置的證券（D）（說明書第3、4和5條）			5. 報告交易後擁有的證券數量（說明書第3和4條）	6. 擁有形式：直接（D）或間接（I）（說明書第4條）	7. 間接利益所有權的性質（說明書第4條）
1. 證券名稱（說明書第3條）	2. 交易日期（月/日/年）	2A. 如有，則被視爲執行日期（月/日/年）	法規	V	金額	（A）或（D）	價格	5. 報告交易後擁有的證券數量（說明書第3和4條）	6. 擁有形式：直接（D）或間接（I）（說明書第4條）	7. 間接利益所有權的性質（說明書第4條）
A類普通股	11/26/2024		C		514,850	A	⁽²⁾	514,850	I	請見腳註⁽⁴⁾⁽⁷⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/26/2024		C		64,021	A	⁽²⁾	64,021	I	請見腳註⁽⁵⁾⁽⁷⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/26/2024		C		1,704	A	⁽²⁾	1,704	I	請見腳註⁽⁶⁾⁽⁷⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/26/2024		C		43,129	A	⁽²⁾	43,129	I	請見腳註⁽⁸⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/26/2024		C		30,640	A	⁽²⁾	30,640	I	請見腳註⁽⁹⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/26/2024		C		14,871	A	⁽²⁾	14,871	I	請見腳註⁽¹⁰⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/26/2024		C		104,100	A	⁽²⁾	104,100	I	請見腳註⁽¹¹⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/26/2024		C		139,876	A	⁽²⁾	139,876	I	請見腳註⁽¹²⁾⁽¹⁴⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/26/2024		C		20,963	A	⁽²⁾	20,963	I	請見腳註⁽¹³⁾⁽¹⁴⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/26/2024		C		22,308	A	⁽²⁾	22,308	I	請見腳註⁽¹⁵⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/27/2024		S		514,850	D	$29.9925⁽¹⁸⁾	0	I	請見腳註⁽⁴⁾⁽⁷⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/27/2024		S		64,021	D	$29.9925⁽¹⁸⁾	0	I	請見腳註⁽⁵⁾⁽⁷⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/27/2024		S		1,704	D	$29.9925⁽¹⁸⁾	0	I	請見腳註⁽⁶⁾⁽⁷⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/27/2024		S		43,129	D	$29.9925⁽¹⁸⁾	0	I	請見腳註⁽⁸⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/27/2024		S		30,640	D	$29.9925⁽¹⁸⁾	0	I	請見腳註⁽⁹⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/27/2024		S		14,871	D	$29.9925⁽¹⁸⁾	0	I	請見腳註⁽¹⁰⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/27/2024		S		104,100	D	$29.9925⁽¹⁸⁾	0	I	請見腳註⁽¹¹⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/27/2024		S		139,876	D	$29.9925⁽¹⁸⁾	0	I	請見腳註⁽¹²⁾⁽¹⁴⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/27/2024		S		20,963	D	$29.9925⁽¹⁸⁾	0	I	請見腳註⁽¹³⁾⁽¹⁴⁾⁽¹⁶⁾⁽¹⁷⁾
A類普通股	11/27/2024		S		22,308	D	$29.9925⁽¹⁸⁾	0	I	請見腳註⁽¹⁵⁾⁽¹⁶⁾⁽¹⁷⁾

表格II - 獲得的衍生證券，出售或受益所有權（例如，認沽權、認購權、權證、期權、可轉換證券）
1. 衍生證券的名稱（Instr. 3）	2. 衍生證券的轉換或行權價格	3. 交易日期（月/日/年） (Instr. 8)	3A. 假定執行日期（如果適用） (月/日/年)	4. 交易代碼（Instr. 8）		5. 獲取（A）或處置（D）的衍生證券數量（Instr. 3、4和5）		6. 行權日期和到期日期（月/日/年）		7. 衍生證券所基於的證券名稱和數量（Instr. 3和4）		8. 衍生證券價格（Instr. 5）	9. 報告交易後所擁有的衍生證券數量（Instr. 4）	10. 持有形式：直接（D）或間接（I）（Instr. 4）	11. 間接受益所有權的性質（Instr. 4）
1. 衍生證券的名稱（Instr. 3）	2. 衍生證券的轉換或行權價格	3. 交易日期（月/日/年） (Instr. 8)	3A. 假定執行日期（如果適用） (月/日/年)	法規	V	(A)	(D)	可行使日期	到期日	職位	股份數量或股數	8. 衍生證券價格（Instr. 5）	9. 報告交易後所擁有的衍生證券數量（Instr. 4）	10. 持有形式：直接（D）或間接（I）（Instr. 4）	11. 間接受益所有權的性質（Instr. 4）
Class D Common Stock	⁽²⁾	11/26/2024		C			514,850	⁽²⁾	⁽²⁾	A類普通股	514,850	$0	26,227,899	I	請見腳註⁽⁴⁾⁽⁷⁾⁽¹⁶⁾⁽¹⁷⁾
Class D Common Stock	⁽²⁾	11/26/2024		C			64,021	⁽²⁾	⁽²⁾	A類普通股	64,021	$0	3,261,412	I	請見腳註⁽⁵⁾⁽⁷⁾⁽¹⁶⁾⁽¹⁷⁾
Class D Common Stock	⁽²⁾	11/26/2024		C			1,704	⁽²⁾	⁽²⁾	A類普通股	1,704	$0	86,801	I	請見腳註⁽⁶⁾⁽⁷⁾⁽¹⁶⁾⁽¹⁷⁾
Class D Common Stock	⁽²⁾	11/26/2024		C			43,129	⁽²⁾	⁽²⁾	A類普通股	43,129	$0	2,197,087	I	請見腳註⁽⁸⁾⁽¹⁶⁾⁽¹⁷⁾
Class D Common Stock	⁽²⁾	11/26/2024		C			30,640	⁽²⁾	⁽²⁾	A類普通股	30,640	$0	1,560,909	I	請見腳註⁽⁹⁾⁽¹⁶⁾⁽¹⁷⁾
Class D Common Stock	⁽²⁾	11/26/2024		C			14,871	⁽²⁾	⁽²⁾	A類普通股	14,871	$0	757,590	I	請見腳註⁽¹⁰⁾⁽¹⁶⁾⁽¹⁷⁾
Class D Common Stock	⁽²⁾	11/26/2024		C			104,100	⁽²⁾	⁽²⁾	A類普通股	104,100	$0	5,303,124	I	請見腳註⁽¹¹⁾⁽¹⁶⁾⁽¹⁷⁾
Class D Common Stock	⁽²⁾	11/26/2024		C			139,876	⁽²⁾	⁽²⁾	A類普通股	139,876	$0	7,125,659	I	請見腳註⁽¹²⁾⁽¹⁴⁾⁽¹⁶⁾⁽¹⁷⁾
Class D Common Stock	⁽²⁾	11/26/2024		C			20,963	⁽²⁾	⁽²⁾	A類普通股	20,963	$0	1,067,910	I	請見腳註⁽¹³⁾⁽¹⁴⁾⁽¹⁶⁾⁽¹⁷⁾
Class D Common Stock	⁽²⁾	11/26/2024		C			22,308	⁽²⁾	⁽²⁾	A類普通股	22,308	$0	1,136,425	I	請見腳註⁽¹⁵⁾⁽¹⁶⁾⁽¹⁷⁾
普通股單位	⁽¹⁾	11/27/2024		S			898,957	⁽¹⁾	⁽¹⁾	Class D Common Stock⁽²⁾	898,957	$29.9925⁽¹⁹⁾	45,795,416	I	請見腳註⁽³⁾⁽⁷⁾⁽¹⁶⁾⁽¹⁷⁾

1. Name and Address of Reporting Person^*

KKR Group Partnership L.P.

(Last)

(First)

(Middle)

30 HUDSON YARDS

(Street)

NEW YORK

10001

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Kohlberg Kravis Roberts & Co. L.P.

(Last)

(First)

(Middle)

30 HUDSON YARDS

(Street)

NEW YORK

10001

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

KKR & Co. GP LLC

(Last)

(First)

(Middle)

30 HUDSON YARDS

(Street)

NEW YORK

10001

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

KKR Holdco LLC

(Last)

(First)

(Middle)

30 HUDSON YARDS

(Street)

NEW YORK

10001

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

KKR Group Holdings Corp.

(Last)

(First)

(Middle)

30 HUDSON YARDS

(Street)

NEW YORK

10001

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

KKR Group Co. Inc.

(Last)

(First)

(Middle)

30 HUDSON YARDS

(Street)

NEW YORK

10001

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

KKR & Co. Inc.

(Last)

(First)

(Middle)

30 HUDSON YARDS

(Street)

NEW YORK

10001

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

KKR Management LLP

(Last)

(First)

(Middle)

30 HUDSON YARDS

(Street)

NEW YORK

10001

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

KRAVIS HENRY R

(Last)

(First)

(Middle)

30 HUDSON YARDS

(Street)

NEW YORK

10001

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

ROBERTS GEORGE R

(Last)

(First)

(Middle)

C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.

2800 SAND HILL ROAD, SUITE 200

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

Explanation of Responses:

1. Common Units represent limited liability company units of OneStream Software LLC ("Common Units") and an equal number of shares of Class C common stock ("Class C Common Stock") of OneStream, Inc. (the "Issuer"). Common Units may be redeemed by the holder at any time on or following the closing of the Issuer's initial public offering for shares of Class D common stock ("Class D Common Stock") on a one-for-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. The Class D Common Stock is in turn convertible at any time, at the holder's election, into the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. Each outstanding share of Class D Common Stock will automatically convert into one share of the Issuer's Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.

2. The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis. Each outstanding share of Class D Common Stock will automatically convert into one share of the Issuer's Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.

3. Represents securities held by KKR Dream Holdings LLC. KKR Dream Aggregator L.P. is the sole member of KKR Dream Holdings LLC. KKR Dream Aggregator GP LLC is the general partner of KKR Dream Aggregator L.P. KKR Americas Fund XII (Dream) L.P. is the sole member of KKR Dream Aggregator GP LLC.

4. Represents securities held by KKR Americas XII (Dream) Blocker Parent L.P.

5. Represents securities held by KKR Americas XII EEA (Dream) Blocker Parent L.P.

6. Represents securities held by KKR Americas XII (Dream II) Blocker Parent L.P.

7. KKR Associates Americas XII AIV L.P. is the general partner of each of KKR Americas Fund XII (Dream) L.P., KKR Americas XII (Dream) Blocker Parent L.P., KKR Americas XII EEA (Dream) Blocker Parent L.P., and KKR Americas XII (Dream II) Blocker Parent L.P. KKR Americas XII AIV GP LLC is the general partner of KKR Associates Americas XII AIV L.P.

8. Represents securities held by KKR Wolverine I Ltd. KKR Financial Management LLC is the portfolio manager of KKR Wolverine I Ltd. Kohlberg Kravis Roberts & Co. L.P. is the sole member of KKR Financial Management LLC. KKR & Co. GP LLC is the general partner of Kohlberg Kravis Roberts & Co. L.P. KKR Holdco LLC is the sole member of KKR & Co. GP LLC.

9. Represents securities held by KKR TFO Partners L.P. KKR Associates TFO L.P. is the general partner of KKR TFO Partners L.P. KKR TFO GP Limited is the general partner of KKR Associates TFO L.P.

10. Represents securities held by KKR Custom Equity Opportunities Fund L.P. KKR Associates Custom Equity Opportunities L.P. is the general partner of KKR Custom Equity Opportunities Fund L.P. KKR Custom Equity Opportunities Limited is the general partner of KKR Associates Custom Equity Opportunities L.P.

11. Represents securities held by KKR-Milton Strategic Partners L.P. KKR Associates Milton Strategic L.P. is the general partner of KKR-Milton Strategic Partners L.P. KKR Milton Strategic Limited is the general partner of KKR Associates Milton Strategic L.P.

12. Represents securities held by KKR NGT (Dream) Blocker Parent L.P.

13. Represents securities held by KKR NGT (Dream) Blocker Parent (EEA) L.P.

14. KKR Associates NGT L.P. is the general partner of KKR NGT (Dream) Blocker Parent L.P. and KKR NGT (Dream) Blocker Parent (EEA) L.P. KKR Next Gen Tech Growth Limited is the general partner of KKR Associates NGT L.P.

15. Represents securities held by K-PRIME AG Financing LP. K-PRIME Hedge-Finance GP Limited is the general partner of K-PRIME AG Financing LP. K-PRIME Aggregator L.P. is the sole shareholder of K-PRIME Hedge-Finance GP Limited. K-PRIME GP LLC is the general partner of K-PRIME Aggregator L.P. KKR Associates Group L.P. is the sole member of K-PRIME GP LLC. KKR Associates Group GP LLC is the general partner of KKR Associates Group L.P.

16. KKR Group Partnership L.P. is the sole member of each of KKR Americas XII AIV GP LLC, KKR Holdco LLC, and KKR Associates Group GP LLC and sole shareholder of each of KKR TFO GP Limited, KKR Custom Equity Opportunities Limited, KKR Milton Strategic Limited and KKR Next Gen Tech Growth Limited. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR Group Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR & Co. Inc. is the sole shareholder of KKR Group Co. Inc. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

17. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

18. This amount represents the $31.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.0075 per share.

19. The Issuer used a portion of the net proceeds from the closing of its secondary offering of Class A Common Stock to purchase Common Units from certain of the Issuer's equityholders, including KKR Dream Holdings LLC, at a price of $29.9925 per Common Unit.

Remarks:

Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.

	See Exhibit 99.1	11/29/2024
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.