SEC Form 4
フォーム4 アメリカ合衆国証券取引委員会
ワシントンDC20549

有利益所有権変動報告書

証券取引法第16条(a)、または投資会社法第30(h)条に基づく提出
または、1940年投資会社法の30(h)条
OMB承認
OMB番号: 3235-0287
応答ごとの平均負荷時間の推定値:
0.5 0.5
  
参照 Instruction 1(b)。参照 Instruction 1(b)を参照してください。
X
発行者の株式の購入または売却の契約、指示、または書面に基づいて取引が行われたことを示すためにこのボックスをチェックすることができます。これは Rule 10b5-1(c) の積極的なディフェンス条件を満たすために意図されています。インストラクション10を参照してください。
1. 報告者の氏名および住所*
ザッカーバーグ マーク

(姓) (名) (中間名)
C/O META PLATFORMS, INC.
1 META WAY

(番地)
MENLO PARK カリフォルニア州 94025

(市) (州) (郵便番号)
2. 発行会社名 そして シンボル
Meta Platforms, Inc. [ META ]
5. 報告者と発行会社との関係
(該当するものをすべてチェック)
X ディレクター X 10%の所有者
X 役職(以下にタイトルを記入) その他(以下に具体的に記入)
COB and CEO
3. 最も早い取引日 (月/日/年)
12/03/2024
4. 訂正の場合、最初に提出された書類の提出日 (月/日/年)
6. 個人的または共同/グループ申告 (該当するものにチェックマークを付けて下さい)
X 一人の報告書作成者によるフォーム
複数の報告書作成者によるフォーム
表I-獲得、処分、または有益な所有権を持つ非派生証券
1. 証券の名称(説明書3) 2. 取引日 (月/日/年) 2A. 実行日(ある場合) (月/日/年) 3. 取引コード(説明書 8) 4. 取得した証券(A)または処分した証券(D)(説明書 3、4、および5) 5. 報告された取引の後に有益に所有している証券数量(説明書 3 および 4) 6. 所有形式:直接(D)または間接(I)(説明書 4) 7. 間接的な有益所有権の性質(説明書 4)
コード V 金額 (A)または(D) 価格
Aクラス普通株 12/03/2024 C 22,946 A $0 22,946 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 120 D $600.0583(3) 22,826 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 270 D $601.9683(4) 22,556 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 803 D $603.137(5) 21,753 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 1,656 D $604.2166(6) 20,097 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 4,217 D $605.1598(7) 15,880 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 1,738 D $606.0322(8) 14,142 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 2,564 D $607.2337(9) 11,578 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 3,711 D $608.3652(10) 7,867 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 1,362 D $609.3266(11) 6,505 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 2,311 D $610.545(12) 4,194 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 938 D $611.166(13) 3,256 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 954 D $612.5561(14) 2,302 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 1,592 D $613.5471(15) 710 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(2) 710 D $614.0156(16) 0 I CZI Holdings,LLCによって(1)
Aクラス普通株 12/03/2024 S(17) 122 D $600.1731(18) 658,882 I チャン・ザッカーバーグ・イニシアティブ財団(19)
Aクラス普通株 12/03/2024 S(17) 99 D $601.05 658,783 I チャン・ザッカーバーグ・イニシアティブ財団(19)
Aクラス普通株 12/03/2024 S(17) 495 D $603.166(20) 658,288 I チャン・ザッカーバーグ・イニシアティブ財団(19)
Aクラス普通株 12/03/2024 S(17) 950 D $604.2739(21) 657,338 I チャン・ザッカーバーグ・イニシアティブ財団(19)
Aクラス普通株 12/03/2024 S(17) 2,430 D $605.2713(22) 654,908 I チャン・ザッカーバーグ・イニシアティブ財団(19)
Aクラス普通株 12/03/2024 S(17) 1,054 D $606.2523(23) 653,854 I チャン・ザッカーバーグ・イニシアティブ財団(19)
Aクラス普通株 12/03/2024 S(17) 1,552 D $607.369(24) 652,302 I チャン・ザッカーバーグ・イニシアティブ財団(19)
Aクラス普通株 12/03/2024 S(17) 2,020 D $608.4869(25) 650,282 I チャン・ザッカーバーグ・イニシアティブ財団(19)
Aクラス普通株 12/03/2024 S(17) 725 D $609.5804(26) 649,557 I チャン・ザッカーバーグ・イニシアティブ財団(19)
Aクラス普通株 12/03/2024 S(17) 1,628 D $610.7225(27) 647,929 I チャン・ザッカーバーグ・イニシアティブ財団(19)
Aクラス普通株 12/03/2024 S(17) 258 D $611.5597(28) 647,671 I チャン・ザッカーバーグ・イニシアティブ財団(19)
Aクラス普通株 12/03/2024 S(17) 594 D $612.8606(29) 647,077 I チャン・ザッカーバーグ・イニシアティブ財団(19)
Aクラス普通株 12/03/2024 S(17) 1,048 D $613.8621(30) 646,029 I チャン・ザッカーバーグ・イニシアティブ財団(19)
表II-派生証券の取得、譲渡、または有益な所有
(プット、コール、ワラント、オプション、転換社債など)
オプションのタイトル(Instr. 3) オプションの転換または行使価格 取引日(月/日/年) 所定の執行日(ある場合)(月/日/年) 取引コード(Instr. 8) 取得した派生証券の数(A)または売却した数(D)(Instr。3、4、および5) 行使可能な日付および満期日(月/日/年) 派生証券に基づく証券のタイトルと量(Instr. 3および4) 派生証券の価格(Instr. 5) 報告された取引後に受益所有される派生証券の数(Instr. 4) 所有形態: 直接(D)または間接(I) (Instr. 4) 間接的利益所有の性質(Instr. 4)
コード V (A) (D) 行使日 満期日 タイトル 株式の量または株数
普通株式クラスb(31) (31) 12/03/2024 C 22,946 (31) (31) Aクラス普通株 22,946 $0 194,018,853 I CZI Holdings,LLCによって(1)
普通株式クラスb(31) (31) (31) (31) Aクラス普通株 3,388,197 3,388,197 I July 7、2006に日付が付けられたMark Zuckerberg信託の受託者であるMark Zuckerbergによって(32)
普通株式クラスb(31) (31) (31) (31) Aクラス普通株 34,344,500 34,344,500 I Chan Zuckerberg Holdings,LLCによって(33)
普通株式クラスb(31) (31) (31) (31) Aクラス普通株 12,000,000 12,000,000 I CZI Holdings I,LLCによって(34)
普通株式クラスb(31) (31) (31) (31) Aクラス普通株 50,000,000 50,000,000 I Chan Zuckerberg Holdings II,LLCによって(35)
普通株式クラスb(31) (31) (31) (31) Aクラス普通株 50,000,000 50,000,000 I チャン・ザッカーバーグ・ホールディングスIII、LLC(36)
Explanation of Responses:
1. Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. The reporting person is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.
2. The sales reported were effected by CZI pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2024.
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $600.00 to $600.07 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $601.565 to $602.39 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $602.65 to $603.50 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
6. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $603.69 to $604.68 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
7. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $604.70 to $605.65 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
8. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $605.72 to $606.50 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
9. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $606.755 to $607.74 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
10. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $607.85 to $608.80 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
11. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $608.87 to $609.855 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
12. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $609.90 to $610.83 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
13. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $610.93 to $611.90 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
14. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $611.95 to $612.93 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
15. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $612.95 to $613.88 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
16. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $613.95 to $614.135 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
17. The sales reported were effected by the Chan Zuckerberg Initiative Foundation ("CZI Foundation") pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2024.
18. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $600.00 to $600.60 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
19. Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares.
20. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $602.65 to $603.61 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
21. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $603.75 to $604.72 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
22. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $604.75 to $605.715 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
23. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $605.875 to $606.87 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
24. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $606.95 to $607.90 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
25. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $608.00 to $608.96 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
26. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $609.10 to $610.07 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
27. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $610.30 to $611.16 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
28. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $611.30 to $611.90 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
29. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $612.39 to $613.37 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
30. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $613.53 to $614.09 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
31. The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
32. Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust.
33. Shares held of record by Chan Zuckerberg Holdings, LLC ("CZ Holdings"), which is beneficially owned by the reporting person. The reporting person is deemed to have sole voting and investment power over the securities held by CZ Holdings.
34. Shares held of record by CZI Holdings I, LLC ("CZI I"), which is beneficially owned by the reporting person. The reporting person is deemed to have sole voting and investment power over the securities held by CZI I.
35. Shares held of record by Chan Zuckerberg Holdings II, LLC ("CZ Holdings II"), which is beneficially owned by the reporting person. The reporting person is deemed to have sole voting and investment power over the securities held by CZ Holdings II.
36. Shares held of record by Chan Zuckerberg Holdings III, LLC ("CZ Holdings III"), which is beneficially owned by the reporting person. The reporting person is deemed to have sole voting and investment power over the securities held by CZ Holdings III.
/s/ Erin Guldiken, attorney-in-fact for Mark Zuckerberg 12/04/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.