FORm 4 |
アメリカ合衆国証券取引委員会 ワシントンD.C. 20549 有益所有権の変動に関する声明 証券取引法第16条(a)、または投資会社法第30(h)条に基づく提出 1940年の投資会社法の第30(h)条による |
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セクション16の対象でなくなった場合はこのボックスにチェックを入れてください。フォーム4またはフォーム5の義務は継続する場合があります。 見る 指示1(b)。 | |||||||||||||||||
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このボックスにチェックを入れて、取引所における発行者の株式有価証券の購入または売却のための契約、指示、または書面による計画に基づいて取引が行われたことを示してください。それはルール10b5-1(c)の積極的なディフェンス条件を満たすことを目的としています。指示10を参照してください。 |
1. 報告者の氏名と住所*
(ストリート)
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2. 発行者名 and 行使価格または取引シンボル
メタプラットフォームズ株式会社 [ META ] |
5. 報告者と発行者との関係
(該当するものをすべて選択)
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3. 最初の取引の日付
(月/日/年) 12/10/2024 | ||||||||||||||||||||||||||
4. もし修正があれば、元の提出日
(月/日/年) |
6. 個人または共同/グループによる提出 (該当する行にチェックを入れてください)
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表I - 取得、処分、または実質保有している非派生証券 | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. 証券の名称(説明書3) | 2. 取引日 (月/日/年) | 2A. 実行日とみなされる日(該当する場合) (月/日/年) | 3. 取引コード (指示 8) | 4. 取得された証券(A)または処分された証券(D)(指示書3、4、5) | 5. 報告された取引後に実質保有する証券の額(指示書3および4) | 6. 所有形態:直接(D)または間接(I)(指示書4) | 7. 間接的有益所有権の性質 (指示 4) | |||
コード | V | 金額 | (A) または (D) | 価格 | ||||||
クラス A 普通株式 | 12/10/2024 | C | 22,946 | A | $0 | 22,946 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(2) | 599 | D | $613.3188(3) | 22,347 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(2) | 1,420 | D | $614.5058(4) | 20,927 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(2) | 1,220 | D | $615.316(5) | 19,707 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(2) | 938 | D | $616.5955(6) | 18,769 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(2) | 1,919 | D | $617.763(7) | 16,850 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(2) | 4,768 | D | $618.7004(8) | 12,082 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(2) | 2,928 | D | $619.5911(9) | 9,154 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(2) | 3,435 | D | $620.7118(10) | 5,719 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(2) | 1,821 | D | $621.6982(11) | 3,898 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(2) | 1,865 | D | $622.7565(12) | 2,033 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(2) | 1,430 | D | $623.7167(13) | 603 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(2) | 500 | D | $624.6(14) | 103 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(2) | 103 | D | $625.39 | 0 | I | CZIホールディングス LLC(1) | ||
クラス A 普通株式 | 12/10/2024 | S(15) | 496 | D | $613.778(16) | 593,633 | I | チャーニー・ザッカーバーグ・イニシアティブ財団による(17) | ||
クラス A 普通株式 | 12/10/2024 | S(15) | 992 | D | $614.8882(18) | 592,641 | I | チャーニー・ザッカーバーグ・イニシアティブ財団による(17) | ||
クラス A 普通株式 | 12/10/2024 | S(15) | 729 | D | $615.9789(19) | 591,912 | I | チャーニー・ザッカーバーグ・イニシアティブ財団による(17) | ||
クラス A 普通株式 | 12/10/2024 | S(15) | 396 | D | $617.1411(20) | 591,516 | I | チャーニー・ザッカーバーグ・イニシアティブ財団による(17) | ||
クラス A 普通株式 | 12/10/2024 | S(15) | 2,107 | D | $618.1865(21) | 589,409 | I | チャーニー・ザッカーバーグ・イニシアティブ財団による(17) | ||
クラス A 普通株式 | 12/10/2024 | S(15) | 2,314 | D | $619.1212(22) | 587,095 | I | チャーニー・ザッカーバーグ・イニシアティブ財団による(17) | ||
クラス A 普通株式 | 12/10/2024 | S(15) | 2,307 | D | $620.3817(23) | 584,788 | I | チャーニー・ザッカーバーグ・イニシアティブ財団による(17) | ||
クラス A 普通株式 | 12/10/2024 | S(15) | 1,193 | D | $621.3839(24) | 583,595 | I | チャーニー・ザッカーバーグ・イニシアティブ財団による(17) | ||
クラス A 普通株式 | 12/10/2024 | S(15) | 886 | D | $622.2353(25) | 582,709 | I | チャーニー・ザッカーバーグ・イニシアティブ財団による(17) | ||
クラス A 普通株式 | 12/10/2024 | S(15) | 1,058 | D | $623.3881(26) | 581,651 | I | チャーニー・ザッカーバーグ・イニシアティブ財団による(17) | ||
クラス A 普通株式 | 12/10/2024 | S(15) | 497 | D | $624.4412(27) | 581,154 | I | チャーニー・ザッカーバーグ・イニシアティブ財団による(17) |
表 II - 取得、処分、または実質的に所有されているデリバティブセキュリティ (例: プット、コール、ワラント、オプション、転換証券) | |||||||||||||||
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オプションのタイトル(Instr. 3) | オプションの転換または行使価格 | 3. 取引日 (月/日/年) | 3A. 実行日と見なされる日付(あれば) (月/日/年) | 4. 取引コード (指示 8) | 5. 取得されたデリバティブセキュリティの数(A)または処分された数(D)(指示 3、4および5) | 6. 行使可能日および満期日 (月/日/年) | 派生証券に基づく証券のタイトルと量(Instr. 3および4) | 派生証券の価格(Instr. 5) | 9. 報告された取引後に実質的に保有している派生証券の数(指示4) | 10. 所有形態:直接(D)または間接(I)(指示4) | 11. 間接的な実質的所有権の性質(指示4) | ||||
コード | V | (A) | (D) | 行使可能日 | 有効期限 | タイトル | 金額または株式数 | ||||||||
クラスB普通株式(28) | (28) | 12/10/2024 | C | 22,946 | (28) | (28) | クラス A 普通株式 | 22,946 | $0 | 193,904,123 | I | CZIホールディングス LLC(1) | |||
クラスB普通株式(28) | (28) | (28) | (28) | クラス A 普通株式 | 3,388,197 | 3,388,197 | I | マーク・ザッカーバーグによる、2006年7月7日付のマーク・ザッカーバーグ・トラストの受託者(29) | |||||||
クラスB普通株式(28) | (28) | (28) | (28) | クラス A 普通株式 | 34,344,500 | 34,344,500 | I | チャン・ザッカーバーグ・ホールディングス株式会社による(30) | |||||||
クラスB普通株式(28) | (28) | (28) | (28) | クラス A 普通株式 | 12,000,000 | 12,000,000 | I | CZI ホールディングス I, LLC による(31) | |||||||
クラスB普通株式(28) | (28) | (28) | (28) | クラス A 普通株式 | 50,000,000 | 50,000,000 | I | チャン・ザッカーバーグ・ホールディングスII, LLCにより(32) | |||||||
クラスB普通株式(28) | (28) | (28) | (28) | クラス A 普通株式 | 50,000,000 | 50,000,000 | I | チャン・ザッカーバーグ・ホールディングスIII, LLCにより(33) |
Explanation of Responses: |
1. Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. The reporting person is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI. |
2. The sales reported were effected by CZI pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2024. |
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $612.955 to $613.69 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $613.96 to $614.94 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $615.00 to $615.90 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
6. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $616.12 to $616.99 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
7. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $617.17 to $618.12 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
8. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $618.17 to $619.16 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
9. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $619.185 to $620.15 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
10. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $620.195 to $621.12 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
11. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $621.23 to $622.21 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
12. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $622.255 to $623.22 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
13. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $623.28 to $624.24 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
14. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $624.36 to $625.00 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
15. The sales reported were effected by the Chan Zuckerberg Initiative Foundation ("CZI Foundation") pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2024. |
16. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $613.30 to $614.09 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
17. Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares. |
18. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $614.33 to $615.28 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
19. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $615.33 to $616.32 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
20. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $616.55 to $617.52 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
21. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $617.69 to $618.67 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
22. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $618.75 to $619.655 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
23. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $619.93 to $620.865 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
24. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $621.00 to $621.93 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
25. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $622.005 to $622.81 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
26. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $623.01 to $624.00 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
27. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $624.18 to $625.00 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
28. The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. |
29. Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust. |
30. Shares held of record by Chan Zuckerberg Holdings, LLC ("CZ Holdings"), which is beneficially owned by the reporting person. The reporting person is deemed to have sole voting and investment power over the securities held by CZ Holdings. |
31. Shares held of record by CZI Holdings I, LLC ("CZI I"), which is beneficially owned by the reporting person. The reporting person is deemed to have sole voting and investment power over the securities held by CZI I. |
32. Shares held of record by Chan Zuckerberg Holdings II, LLC ("CZ Holdings II"), which is beneficially owned by the reporting person. The reporting person is deemed to have sole voting and investment power over the securities held by CZ Holdings II. |
33. Shares held of record by Chan Zuckerberg Holdings III, LLC ("CZ Holdings III"), which is beneficially owned by the reporting person. The reporting person is deemed to have sole voting and investment power over the securities held by CZ Holdings III. |
/s/ Erin Guldiken, attorney-in-fact for Mark Zuckerberg | 12/11/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |