如果申報人之前已提交Schedule 13G報告本Schedule 13D所涉及的收購,並因 §§ 240.13d-1(e),240.13d-1(f) 或 240.13d-1(g) 提交本Schedule,請勾選以下方框。 Checkbox not checked

本封面頁其餘部分所需的信息不應被視爲根據1934年證券交易法(「法案」)第18節「提交」的內容,也不應承擔該法案第18節的任何責任,但應遵循法案的所有其他條款(不過,請參見附註)。






第13D號表格




報告人類型的評論:
由(i) 166,162股普通股和(ii) 83,333股可轉換的A系列普通股等值優先股在轉換時可發行的普通股組成,均由德菲爾德私人設計基金IV,L.P.持有。A系列普通股等值可轉換優先股的條款限制這些股份的轉換,限制在轉換時,持有人及其關聯方以及任何與持有人構成第13(d)節小組的其他人或實體所持有的普通股數量不得超過已發行普通股總數的4.9%(擁有上限)。因此,儘管報告中報告了股份數量,但報告人否認對可轉換A系列普通股等值優先股所發行的普通股的實益擁有權,前提是,在這種轉換下,所有報告人彙總持有的普通股數量將超過擁有上限。


第13D號表格




報告人類型的評論:
Comprised of (i) 166,162 shares of common stock and (ii) 83,333 shares of common stock issuable upon conversion of 2,500 shares of Series A Common Stock Equivalent Convertible Preferred Stock. The terms of the Series A Common Stock Equivalent Convertible Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of common stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) group would exceed 4.9 percent of the total number of shares of common stock then outstanding (the Ownership Cap). Accordingly, notwithstanding the number of shares reported, the reporting person disclaims beneficial ownership of the shares of common stock issuable upon conversion of Series A Common Stock Equivalent Convertible Preferred Stock to the extent that upon such conversion the number of shares beneficially owned by all reporting persons hereunder, in the aggregate, would exceed the Ownership Cap.


第13D號表格




報告人類型的評論:
Comprised of (i) 166,162 shares of common stock and (ii) 83,333 shares of common stock issuable upon conversion of 2,500 shares of Series A Common Stock Equivalent Convertible Preferred Stock, in each case, held by Deerfield Private Design Fund IV, L.P. The terms of the Series A Common Stock Equivalent Convertible Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of common stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) group would exceed 4.9 percent of the total number of shares of common stock then outstanding (the Ownership Cap). Accordingly, notwithstanding the number of shares reported, the reporting person disclaims beneficial ownership of the shares of common stock issuable upon conversion of Series A Common Stock Equivalent Convertible Preferred Stock to the extent that upon such conversion the number of shares beneficially owned by all reporting persons hereunder, in the aggregate, would exceed the Ownership Cap.


第13D號表格




報告人類型的評論:
包括(i) 166,162股普通股和(ii) 83,333股普通股,這些股票可通過轉換2,500股A系列普通股等值可轉換優先股獲得,每一項都由Deerfield Private Design Fund IV, L.P. 持有。A系列普通股等值可轉換優先股的條款限制這些股票的轉換,限制程度爲,在這種轉換的情況下,持有者及其關聯方及任何與該持有者構成第13(d)節小組的其他人與實體,所持有的普通股的數量不得超過當時流通的普通股總數的4.9%(所有權上限)。因此,儘管報告的股票數量,報告人對可通過轉換A系列普通股等值可轉換優先股而發行的普通股聲明不擁有實際權益,前提是轉換後所有報告人持有的股票總數將超過所有權上限。


附表13D


 
Deerfield Mgmt IV, L.P.
 
簽名:/s/ Jonathan Isler
姓名/職務:代理律師
日期:12/26/2024
 
迪菲爾德私人設計基金IV,有限合夥企業。
 
簽名:/s/ Jonathan Isler
姓名/職務:代理律師
日期:12/26/2024
 
德爾菲德管理公司,有限合夥
 
簽名:/s/ Jonathan Isler
姓名/職務:代理律師
日期:12/26/2024
 
詹姆斯·E·弗林
 
簽名:/s/ Jonathan Isler
姓名/職務:代理律師
日期:12/26/2024