美国
证券 交易委员会
华盛顿特区 20549
表格
当前报告
根据第13节或15(d)节的规定
1934年证券交易法。
报告日期(首次报告事件的日期):
(注册人名称如章程中所列)
(州或其他管辖区的 注册) |
(委员会档案编号) | (IRS雇主) 识别号) |
(主要执行办公室的地址,包括邮政编码)
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(注册人的 电话号码,包括区号)
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(以前的名字 或自上次报告以来更改的地址)
如果表格8-k的提交旨在同时满足注册人在以下任何条款下的提交义务,请在下面的适当框中打勾:
根据《证券法》第12(b)节注册的证券:
每个类别的标题 | 交易标的 | 注册的每个交易所的名称 |
请在复选框中打勾,指明注册人是否属于根据证券法1933年(本章第230.405节)规则或证券交易法1934年(本章第2401.2亿2节)规则定义的新兴成长公司。
新兴成长公司
如果是新兴成长型公司,请用复选标记表示,如果申报人选择不使用根据《证券交易法》第13(a)条规定提供的符合任何新的或修订的财务会计准则的延伸过渡期。 ¨
项目 1.01 进入重大确定性协议。
在2024年12月23日(以下简称“生效 日期),Chimerix公司(简称“公司”)签署了一份修改和重述的贷款与安防-半导体 协议(简称“贷款协议”),由公司作为借款方,与硅谷银行(First-Citizens Bank & Trust Company的一个部门)作为贷方(简称“贷款人贷款协议规定了一个 定期贷款安排(此称为“信贷设施)的总本金金额高达3000万 分为两个部分(此称为“定期贷款)A部分为2000万将在交易完成后可用,截止到2026年2月28日,最小增量为1000万。B部分为1000万将在贷方的信用批准后可用,截止到2027年2月28日。信贷安排的收益可用于运营资金和一般企业用途。
公司没有义务在信贷额度下提款,也未在生效日期提款。
期限贷款在2026年3月1日之前仅需支付利息,如果公司通过以下方式收到10000万美元的净现金收益,可能会延长至2027年3月1日: (i) 公司股权证券的发行和销售, (ii) 公司由FDA发行的优先审查凭证的销售,和/或 (iii) 从许可或合作协议中获得的最多5000万美元的预付款。利息支付期结束后,期限贷款将在2028年8月1日之前分期偿还(“到期 日期),届时信用额度终止,所有未偿还的期限贷款连同所有应计且未支付的利息必须偿还。
信用额度下的借款以浮动年利率计息,利率为以下两者中的较高者:(i) 基准利率(如下定义)和 (ii) 7.0%。基准利率的定义为《华尔街日报》或其任何后续出版物上公布的年利率,称为“基准利率”。如果《华尔街日报》的该利率无法获得,则“基准利率”应为放款人宣告的现行基准年利率。在任何情况下,如果该基准利率低于零,则在贷款协议中该利率将视为零。信用额度终止后,公司将向放款人支付贷款协议项下已发放定期贷款的最终付款,金额为4.0%。此外,如果在到期日前提前偿还定期贷款并终止贷款协议,则公司将向放款人支付提前还款费,金额为:如果在第一年提前偿还则为3.0%;如果在第二年提前偿还则为2.0%;如果在到期日前以后提前偿还则为1.0%。如果信用额度与放款人再融资,则提前还款费将被免除。
公司的贷款协议下的义务以公司几乎所有资产的第一优先权作为担保,除了公司的知识产权外,并对公司的知识产权进行了负面承诺。
贷款协议包含了通常的肯定和否定契约,以及允许贷款方加速公司在贷款协议下未履行义务的通常违约事件,所有这些都在贷款协议中列明。
贷款协议完全修订并重述了2022年1月31日签署的某一贷款和安防-半导体协议,此外,该协议还根据2023年11月21日公司与贷款人之间的某项修正案进行了修订。
此外,在生效日期,针对贷款协议,公司向贷款方发行了一份购买股票的期权(“Warrants”)以购买公司最多149,253股普通股,面值为每股0.001美元,行使价格(“行使 价格”)为每股2.68美元。在上述最大股份数中,期权可在生效日期起行使最多37,313股,另有111,940股将在未来根据信用设施的提款额行使。
上述贷款协议和认股权证的描述并不完整,且其内容完全以贷款协议和认股权证的完整文本为准,副本将作为我们截至2024年12月31日的年度报告Form 10-K的附件备案。
项目 2.03 | 创建注册者的直接财务义务或表外安排下的义务。 |
本当前报告第8-k表格中第1.01项提供的信息通过引用纳入本第2.03项。
Item 8.01 | Other Events. |
Nasdaq Listing
As previously reported, on June 27, 2024, the Company received a letter from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”), notifying the Company that it had failed to comply with the $1.00 per share minimum bid price requirement of Nasdaq Listing Rule 5450(a)(1). On December 24, 2024, the Company received a letter from the Staff notifying the Company that the Staff had determined that for 10 consecutive business days, from December 10, 2024 to December 23, 2024, the minimum closing bid price for the Company’s common stock was at least $1.00 per share. Accordingly, the Staff has determined that the Company has regained compliance with Listing Rule 5450(a)(1) and it has indicated that the matter is now closed. There can be no assurance, however, that the Company will be able to maintain compliance with Listing Rule 5450(a)(1) in the future.
NDA Submission
The Company confirms that it has submitted a complete new drug application (“NDA”) with the U.S. Food and Drug Administration (“FDA”) seeking accelerated approval for dordaviprone as a treatment for recurrent H3 K27M-mutant diffuse glioma in the United States. The Company has requested Priority Review for the NDA and applied for a Rare Pediatric Disease Priority Review Voucher (“PRV”) as part of this NDA submission. If Priority Review is granted, the resulting six-month FDA review period is expected to result in a potential Prescription Drug User Fee Act (“PDUFA”) action date in the third quarter of 2025.
Forward-Looking Statements
The Company cautions you that statements included in this report that are not a description of historical facts are forward-looking statements. These forward-looking statements include statements regarding the availability and use of any future borrowings under the Credit Facility, the Company’s compliance with Nasdaq listing standards, and matters related to the Company’s NDA submission, Priority Review request, PRV application and PDUFA action date. The inclusion of forward-looking statements should not be regarded as a representation by the Company that any of these results will be achieved. Actual results may differ from those set forth in this report due to the risks and uncertainties associated with market conditions, as well as risks and uncertainties inherent in the Company’s business, including those described in the Company’s other filings with the Securities Exchange Commission. You are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date hereof, and the Company undertakes no obligation to revise or update this report to reflect events or circumstances after the date hereof. All forward-looking statements are qualified in their entirety by this cautionary statement. This caution is made under the safe harbor provisions of Section 21E of the Private Securities Litigation Reform Act of 1995.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: December 30, 2024 | Chimerix, Inc. | |
By: | /s/ Michelle LaSpaluto | |
Name: | Michelle LaSpaluto | |
Title: | Chief Financial Officer |