About GUOTAI JUNAN I Company

Based in Hong Kong, serving the world As one of the world's leading international financial centers, Hong Kong is not only the preferred location for financial services, but also home to many large financial institutions. Located at the center of Asia, Hong Kong is closely integrated with mainland China and connected to all parts of the world. A sound legal system, a simple and preferential tax system, free entry and exit of capital, a full range of financial products and services, and rich financial expertise all make Hong Kong's long-term competitiveness as a financial center. Cathay Junan International Group has been based in Hong Kong for 30 years and became the first Chinese securities company approved by the China Securities Regulatory Commission to be listed on the main board of the Stock Exchange through an initial public offering in 2010. The company is based in Hong Kong and promotes development in the Greater Bay Area and Southeast Asia through subsidiaries in Singapore, Vietnam and Macau, and has become a bridge connecting high-quality enterprises and capital markets in China and the world. By providing a series of innovative and practical financial products and services, the company meets the investment and financing needs of high-net-worth individuals, corporate issuers and financial institutions in mainland China, Hong Kong and overseas, and helps customers seize various market opportunities at different market stages to preserve and increase the value of assets. A comprehensive financial service provider with diversified businesses In recent years, the company has fully implemented diversified development strategies and has successfully transformed from a traditional single “brokerage” securities company to a large-scale “comprehensive financial service provider” dominated by diversified businesses. The company's current core business includes brokerage, corporate finance, asset management, loans and financing, and financial products. The business covers the three dimensions of personal finance (wealth management), institutional finance (institutional investor services and corporate finance services) and investment management. Risk management is the core competitiveness The Company believes that risk management is the primary core competitive advantage of securities companies. Through an effective risk management system, the company incorporates risk management culture and principles into various business lines and daily operations, with the aim of achieving the best risk-adjusted return on investment for shareholders and investors. By the end of 2023, the Company had received “Baa2/Prime-2” and “BBB+/A-2” ratings from Moody's and S&P respectively, and the outlook was “stable”. The controlling shareholder is strong Guotai Junan, the controlling shareholder of the Company, is a long-term, continuous and comprehensive leading comprehensive financial service provider in China's securities industry. With the parent company's strong brand advantage, broad customer base and solid capital support, the company plays an important role in the parent company's international development strategy, paving the way for its global development. The company's professional team has deep knowledge and understanding of the capital market, and has established a good reputation. With an effective risk management system and diversified financial services and innovative products, the company continues to adhere to the promise of “integrity, responsibility, friendliness, professionalism and innovation”, and strives to provide customers with quality services and create better returns for investors.