About HAITONG SEC Company

The company was founded in 1988. It is the only major securities company established in the 1980s in China that has not changed its name, received no government funding, and has not been acquired. The company has total assets of nearly 600 billion yuan and net assets of nearly 120 billion yuan. The company's main businesses include wealth management, investment banking, asset management, trading and institutions, financial leasing, etc. The wealth management business mainly targets retail and high-net-worth customers with comprehensive financial services and investment solutions. The services provided include securities and futures brokerage services, investment advisory services, financial planning services, and financing services such as securities financing and stock pledges to customers. Investment banks mainly provide corporate and government clients with sponsorship and underwriting services for equity capital market and bond capital market financing activities, provide financial advisory services for corporate clients such as mergers and acquisitions, asset restructuring, etc., and also provide New Third Board services. According to the different nature of the business, the investment banking business is divided into equity financing business, debt financing business, merger and acquisition financing business, and the new third board and structured financing business. The company is committed to providing customers with one-stop domestic and foreign investment banking services, etc. Corporate honors: Awarded important awards such as “2018 Top 10 Securities Company App Brands” issued by the Securities Times. Broker China, and “Top 10 Apps of the Year” from Sina Finance. By the end of the reporting period, the Group had 338 securities and futures sales departments in China (including 301 securities sales departments and 37 futures sales departments), spread across 30 provinces, municipalities and autonomous regions; overseas, it had branches, representative offices or subsidiaries in 15 countries and regions on 5 continents, including Asia, Europe, North America, South America, and Oceania.