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Soochow Securities Gets Fined by Securities Regulator
Soochow Securities (601555.SH) and related personnel have been fined a total of more than ten million yuan by the China Securities Regulatory Commission for illegal activities related to a share issuance project.
Soochow Securities (601555.SH) announced that on January 8, 2025, the company received a notice from the China Securities Regulatory Commission regarding the actions...
Soochow (601555.SH): Received the administrative penalty decision from the Securities Regulatory Commission.
Gelonghui, on January 8, announced that Soochow (601555.SH) disclosed that the company received an "Administrative Penalty Decision" from the China Securities Regulatory Commission (CSRC). The CSRC believes that Soochow did not exercise due diligence during its sponsorship and underwriting services for Gome Communications' non-public stock issuance in 2020, failing to prudently verify the authenticity and accuracy of the issuance documents. The documents such as the "Issuance Sponsorship Letter" and the "Report on Compliance of the Non-Public Stock Issuance Process and Subscription Targets" contained false records. This behavior violates the provisions of Article 10, Paragraph 2, and Article 29 of the Securities Law, constituting a violation of Article 182 of the Securities Law.
Soochow Securities (601555.SH): Participated in the swap convenience and obtained a no-objection letter from the China Securities Regulatory Commission.
On December 31, Gelonghui reported that Soochow Securities (601555.SH) announced that the company received a letter from the China Securities Regulatory Commission (hereinafter referred to as "CSRC") regarding Soochow Securities Co., Ltd.'s participation in swap convenience (Institution Letter [2024] No. 2208) (hereinafter referred to as "the letter"). According to this letter, the CSRC has no objections to the company's participation in swap convenience (SFISF).
Soochow Securities Co., Ltd.'s (SHSE:601555) Market Cap Surged CN¥1.3b Last Week, Retail Investors Who Have a Lot Riding on the Company Were Rewarded
Soochow: Maintains TENCENT "Buy" rating, with AI Business oriented towards application implementation and industrial practicality.
Soochow Securities released a research report stating that it expects TENCENT (00700) to have adjusted net income of 217.4/240.6/265.3 billion yuan for the years 2024-2026, corresponding to a PE (Non-IFRS) of 17/15/14 times for 2024-2026, maintaining a "Buy" rating. The firm believes that a major advantage of TENCENT's AI is its rich application ecosystem, which both provides an efficient traffic entry point for the company's AI products to reach users and enhances the practicality of the company's AI products, accelerating their implementation and commercialization. Soochow Securities' main viewpoints are as follows: Development history: "Industry
Soochow Securities Co., Ltd.'s (SHSE:601555) Prospects Need A Boost To Lift Shares
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