Risk Disclosures

• Account Opening Disclosure

• Margin Disclosure Statement

• OCC Risk Disclosure

• Extended Trading Hours Risk Disclosure

• New Issues Risk Disclosure Statement

• Hong Kong Securities Risk Disclosure

• China Stocks and the Stock Connect

• Day Trading Risk Disclosure Statement

• SEC Rule 606 Report Disclosure

• ​Instant Deposit Agreement

• Risks of Trading Single-Stock and Spot Cryptocurrency ETFs

• Important Information on Penny Stocks

• Virtual Currency Trading Risk Disclosure

• Fractional Share and Notional Trading Disclosure

• Dividend Reinvestment Program (DRIP) Terms and Conditions

• Mobile Money by moomoo — Disclaimers

Other Disclosures

• Accessibility Statement

• Advertisement Disclaimer

• Statement of Financial Condition

• Restrictions on Trading Securities and Related Derivatives of Some Chinese Companies

• Risk and Important Information relating to Trading in Over-the-counter ("OTC") Securities or Derivatives

Form Customer Relationship Summary

• Conversation Starters

• Form Customer Relationship Summary

Cash Sweep

• MFI cash sweep program

• Moomoo Financial Inc. cash sweep - affirmative consent letter